SNC
PFN

Stifel Nicolaus & Co’s PIMCO Income Strategy Fund II PFN Stock Holding History

Stifel Nicolaus & Co’s Portfolio PFN Stock Details PFN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$293K Sell
28,707
-2,675
-9% -$27.1K ﹤0.01% 1169
2013
Q2 		$330K Buy
+31,382
New +$353K 0.01% 1039

Other funds holding PFN

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Nicolaus & Co's PFN Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its PIMCO Income Strategy Fund II (PFN) stake by 8.5% in Q3 2013, selling an estimated $27.1K and leaving 28,707 shares worth $293K. The position accounts for ﹤0.01% of the portfolio, ranked #1169.

Stifel Nicolaus & Co first reported a position in PFN in Q2 2013 and has held it in 2 quarters since. The position peaked at $330K in Q2 2013. 60 funds tracked by Wall St. Rank hold PFN as of Q3 2013.

  • Stifel Nicolaus & Co held 28,707 shares of PIMCO Income Strategy Fund II worth $293K as of Q3 2013.
  • Stifel Nicolaus & Co sold 2,675 PIMCO Income Strategy Fund II shares in Q3 2013, an estimated $27.1K.
  • PIMCO Income Strategy Fund II made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1169 holding.
  • Stifel Nicolaus & Co first reported a position in PIMCO Income Strategy Fund II in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's PIMCO Income Strategy Fund II position peaked at $330K in Q2 2013.
  • 60 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.