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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

110 hedge funds and large institutions have $140M invested in PennantPark Floating Rate Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 30 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
-2
Holders Change %
-1.79%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
30
Reduced
34
Closed
19
Calls
$795K
Puts
$622K
Net Calls
+$173K
Net Calls Change
-$752K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$9.74M
2
PIWA
2
Prevail Innovative Wealth Advisors
Kansas
$1.81M
3
Tudor Investment Corp
3
Tudor Investment Corp
Connecticut
$1.49M
4
SIS
4
Sound Income Strategies
Florida
$33.3M
5
Goldman Sachs
5
Goldman Sachs
New York
$1.28M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.87M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.28M
3
SM
3
Scoggin Management
New York
$0
4
Millennium Management
4
Millennium Management
New York
$2.3M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
Simplex Trading
101
Simplex Trading
Illinois
$5K -$4.12K -397 -45%
IA
102
IFP Advisors
Florida
$3.47K +$64 +6 +2%
Creative Planning
103
Creative Planning
Kansas
$3.2K +$3.2K +300 New
HCP
104
Hexagon Capital Partners
Arkansas
$2.67K – – –
AAP
105
Arax Advisory Partners
Colorado
$2.6K – – –
POIA
106
Pin Oak Investment Advisors
Texas
$2K – – –
TRCT
107
Tower Research Capital (TRC)
New York
$1.18K -$116K -10,920 -99%
BTI
108
Blue Trust Inc
Georgia
$1K – – –
GRP
109
Global Retirement Partners
California
$330 – – –
AF
110
Advisornet Financial
Minnesota
$326 +$11 +1 +3%
SM
111
Scoggin Management
New York
– -$4.99M -468,581 Closed
QC
112
Quadrature Capital
United Kingdom
– -$1.52M -142,706 Closed
Hudson Bay Capital Management
113
Hudson Bay Capital Management
Connecticut
– -$1.43M -134,204 Closed
Jane Street
114
Jane Street
New York
– -$1.1M -103,623 Closed
Mackenzie Financial
115
Mackenzie Financial
Ontario, Canada
– -$516K -48,328 Closed
TSS
116
Two Sigma Securities
New York
– -$455K -42,734 Closed
VF
117
Virtu Financial
New York
– -$399K -37,448 Closed
QT
118
Quantbot Technologies
New York
– -$363K -34,111 Closed
HF
119
HRT Financial
New York
– -$310K -29,124 Closed
ACM
120
Aquatic Capital Management
Illinois
– -$247K -23,200 Closed
MAWAG
121
Mid-American Wealth Advisory Group
Missouri
– -$223K -20,783 Closed
Envestnet Asset Management
122
Envestnet Asset Management
Illinois
– -$165K -15,511 Closed
YIH
123
Y-Intercept (HK)
Hong Kong
– -$152K -14,304 Closed
XT
124
XTX Topco
Cayman Islands
– -$114K -10,719 Closed
Citigroup
125
Citigroup
New York
– -$74.7K -7,013 Closed
2 3 4
5
6