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PennantPark Floating Rate Capital
PFLT

110 hedge funds and large institutions have $140M invested in PennantPark Floating Rate Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 30 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $795K | Put options by funds: $622K

2% less funds holding

Funds holding: 112 → 110 (-2)

10.29% less ownership

Funds ownership: 32.62% → 22.33% (-10%)

11% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 19

12% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 34

19% less capital invested

Capital invested by funds: $172M → $140M (-$32.4M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
110
Holders Change
-2
Holders Change %
-1.79%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
30
Reduced
34
Closed
19
Calls
$795K
Puts
$622K
Net Calls
+$173K
Net Calls Change
-$752K

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$2.02M
2
PIWA
Prevail Innovative Wealth Advisors
Kansas
+$1.83M
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$1.32M
4
SIS
Sound Income Strategies
Florida
+$1.31M
5
Goldman Sachs
Goldman Sachs
New York
+$1.29M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$11.2M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.25M
3
SM
Scoggin Management
New York
-$4.99M
4
Millennium Management
Millennium Management
New York
-$3.83M
5
Marshall Wace
Marshall Wace
United Kingdom
-$3.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
Simplex Trading
101
Simplex Trading
Illinois
$5K -$4.28K -397 -45%
IA
102
IFP Advisors
Florida
$3.47K +$65 +6 +2%
Creative Planning
103
Creative Planning
Kansas
$3.2K +$3.24K +300 New
HCP
104
Hexagon Capital Partners
Arkansas
$2.67K – – –
AAP
105
Arax Advisory Partners
Colorado
$2.6K – – –
POIA
106
Pin Oak Investment Advisors
Texas
$2K – – –
TRCT
107
Tower Research Capital (TRC)
New York
$1.18K -$118K -10,920 -99%
BTI
108
Blue Trust Inc
Georgia
$1K – – –
GRP
109
Global Retirement Partners
California
$330 – – –
AF
110
Advisornet Financial
Minnesota
$326 +$11 +1 +3%
SM
111
Scoggin Management
New York
– -$4.99M -468,581 Closed
QC
112
Quadrature Capital
United Kingdom
– -$1.52M -142,706 Closed
Hudson Bay Capital Management
113
Hudson Bay Capital Management
Connecticut
– -$1.43M -134,204 Closed
Jane Street
114
Jane Street
New York
– -$1.1M -103,623 Closed
Mackenzie Financial
115
Mackenzie Financial
Ontario, Canada
– -$516K -48,328 Closed
TSS
116
Two Sigma Securities
New York
– -$455K -42,734 Closed
VF
117
Virtu Financial
New York
– -$399K -37,448 Closed
QT
118
Quantbot Technologies
New York
– -$363K -34,111 Closed
HF
119
HRT Financial
New York
– -$310K -29,124 Closed
ACM
120
Aquatic Capital Management
Illinois
– -$247K -23,200 Closed
MAWAG
121
Mid-American Wealth Advisory Group
Missouri
– -$223K -20,783 Closed
Envestnet Asset Management
122
Envestnet Asset Management
Illinois
– -$165K -15,511 Closed
YIH
123
Y-Intercept (HK)
Hong Kong
– -$152K -14,304 Closed
XT
124
XTX Topco
Cayman Islands
– -$114K -10,719 Closed
Citigroup
125
Citigroup
New York
– -$74.7K -7,013 Closed
2 3 4
5
6

PFLT Hedge Fund Activity: Q3 2023 in Review

110 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2023, worth a combined $140M — down 19% from $172M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of PFLT and 17 opened new positions — a net loss of 2 holders — while 34 trimmed existing stakes and 30 added.

The largest buyer was VanEck Associates, adding an estimated $2.02M. The largest seller was Morgan Stanley, cutting an estimated $11.2M.

  • 110 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2023, down from 112 in Q2 2023.
  • Funds reported $140M of PennantPark Floating Rate Capital stock for Q3 2023, down 19% quarter-over-quarter.
  • 17 funds opened new PennantPark Floating Rate Capital positions in Q3 2023 and 19 closed out, a net change of -2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2023 was VanEck Associates, an estimated $2.02M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2023 was Morgan Stanley, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2023.