PennantPark Floating Rate Capital
PFLT
97 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 9 closing their positions.
118% more call options, than puts
Call options by funds: $1.08M | Put options by funds: $493K
78% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 9
9% more capital invested
Capital invested by funds: $98.1M → $107M (+$8.86M)
4% more funds holding
Funds holding: 93 → 97 (+4)
0.22% more ownership
Funds ownership: 21.26% → 21.47% (+0.22%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 27
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$3.14M |
| 2 |
JMPWA
JP Morgan Private Wealth Advisors
San Francisco,
California
|
+$861K |
| 3 |
WSTAM
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
|
+$548K |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$485K |
| 5 |
Legal & General Group
London,
United Kingdom
|
+$336K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$1.07M |
| 2 |
Two Sigma Advisers
New York
|
-$1M |
| 3 |
Two Sigma Investments
New York
|
-$595K |
| 4 |
AS
Altshuler Shaham
Tel Aviv,
Israel
|
-$570K |
| 5 |
Neuberger Berman Group
New York
|
-$359K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Marshall Wace
London,
United Kingdom
| – | -$131K | -13,699 | Closed |
|
|
TSS
102
Two Sigma Securities
New York
| – | -$111K | -11,570 | Closed |
|
|
GWM
103
Geneos Wealth Management
Englewood,
Colorado
| – | -$11K | -1,156 | Closed |
|
|
HI
104
Hudock Inc
Williamsport,
Pennsylvania
| – | -$5K | -604 | Closed |
|
|
WPA
105
West Paces Advisors
Atlanta,
Georgia
| – | -$730 | -76 | Closed |
|
PFLT Hedge Fund Activity: Q4 2022 in Review
97 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2022, worth a combined $107M — up 9% from $98.1M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new PFLT positions and 9 closed out — a net gain of 7 holders — while 26 added to existing stakes and 27 trimmed.
The largest buyer was Sound Income Strategies, adding an estimated $3.14M. The largest seller was Citadel Advisors, cutting an estimated $1.07M.
- 97 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2022, up from 93 in Q3 2022.
- Funds reported $107M of PennantPark Floating Rate Capital stock for Q4 2022, up 9% quarter-over-quarter.
- 16 funds opened new PennantPark Floating Rate Capital positions in Q4 2022 and 9 closed out, a net change of +7 holders.
- The largest PennantPark Floating Rate Capital buyer in Q4 2022 was Sound Income Strategies, an estimated $3.14M added.
- The largest PennantPark Floating Rate Capital seller in Q4 2022 was Citadel Advisors, an estimated $1.07M sold.
Based on aggregated 13F filings for Q4 2022.