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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

110 hedge funds and large institutions have $140M invested in PennantPark Floating Rate Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 30 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
-2
Holders Change %
-1.79%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
30
Reduced
34
Closed
19
Calls
$795K
Puts
$622K
Net Calls
+$173K
Net Calls Change
-$752K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$9.74M
2
PIWA
2
Prevail Innovative Wealth Advisors
Kansas
$1.81M
3
Tudor Investment Corp
3
Tudor Investment Corp
Connecticut
$1.49M
4
SIS
4
Sound Income Strategies
Florida
$33.3M
5
Goldman Sachs
5
Goldman Sachs
New York
$1.28M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.87M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.28M
3
SM
3
Scoggin Management
New York
$0
4
Millennium Management
4
Millennium Management
New York
$2.3M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
CG
76
CFO4Life Group
Texas
$112K +$112K +10,464 New
GC
77
Gratus Capital
Georgia
$107K – – –
SMA
78
Sage Mountain Advisors
Georgia
$107K – – –
WSTAM
79
Wilbanks Smith & Thomas Asset Management
Virginia
$107K – – –
SS
80
Sunbelt Securities
Texas
$98.9K – – –
Wells Fargo
81
Wells Fargo
California
$72.5K -$30.9K -2,899 -30%
BNP Paribas Financial Markets
82
BNP Paribas Financial Markets
France
$72.5K -$84.4K -7,919 -54%
Bank of America
83
Bank of America
North Carolina
$71.3K +$12.4K +1,167 +21%
Comerica Bank
84
Comerica Bank
Texas
$61.2K +$61.2K +5,745 New
US Bancorp
85
US Bancorp
Minnesota
$42.6K – – –
JPMorgan Chase & Co
86
JPMorgan Chase & Co
New York
$33.3K -$1.5M -141,009 -98%
PTC
87
Private Trust Company
Ohio
$27K – – –
BCMLT
88
Beacon Capital Management LLC (Tennessee)
Tennessee
$18.5K – – –
SCA
89
Stonebridge Capital Advisors
Minnesota
$15.3K +$9.58K +899 +168%
PA
90
Parallel Advisors
California
$13.4K -$29.3K -2,748 -69%
FIA
91
FNY Investment Advisers
New York
$12K – – –
Group One Trading
92
Group One Trading
Illinois
$12K – – –
Northwestern Mutual Wealth Management
93
Northwestern Mutual Wealth Management
Wisconsin
$10.7K +$10.7K +1,000 New
DAM
94
Delta Asset Management
Tennessee
$10.1K – – –
ANBT
95
American National Bank & Trust
Texas
$8.53K – – –
FWM
96
Focused Wealth Management
New York
$8K – – –
AP
97
Atwood & Palmer
Missouri
$6.82K – – –
GGI
98
Godsey & Gibb Inc
Virginia
$6.49K +$6.49K +608 New
TAM
99
Tucker Asset Management
Colorado
$5.69K – – –
QL
100
Quarry LP
New York
$5.45K -$28.2K -2,645 -84%
2 3
4
5 6