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PennantPark Floating Rate Capital
PFLT

97 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more call options, than puts

Call options by funds: $1.08M | Put options by funds: $493K

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $98.1M → $107M (+$8.86M)

4% more funds holding

Funds holding: 93 → 97 (+4)

0.22% more ownership

Funds ownership: 21.26% → 21.47% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 27

Holders
97
Holders Change
+4
Holders Change %
+4.3%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
26
Reduced
27
Closed
9
Calls
$1.08M
Puts
$493K
Net Calls
+$583K
Net Calls Change
-$181K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$3.14M
2
JMPWA
JP Morgan Private Wealth Advisors
California
+$861K
3
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
+$548K
4
AAM
Advisors Asset Management
Colorado
+$485K
5
Legal & General Group
Legal & General Group
United Kingdom
+$336K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.07M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$1M
3
Two Sigma Investments
Two Sigma Investments
New York
-$595K
4
AS
Altshuler Shaham
Israel
-$570K
5
Neuberger Berman Group
Neuberger Berman Group
New York
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
DAM
76
Delta Asset Management
Tennessee
$10.4K +$10.3K +943 New
ANBT
77
American National Bank & Trust
Texas
$9K – – –
BCMLT
78
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.3K – – –
FWM
79
Focused Wealth Management
New York
$8.23K – – –
AP
80
Atwood & Palmer
Missouri
$7.03K – – –
TAM
81
Tucker Asset Management
Colorado
$5.9K – – –
MSCM
82
McElhenny Sheffield Capital Management
Texas
$5.62K +$5.61K +512 New
SCA
83
Stonebridge Capital Advisors
Minnesota
$5.59K +$99 +9 +2%
GGI
84
Godsey & Gibb Inc
Virginia
$4.22K +$4.21K +384 New
TFS
85
TrustCore Financial Services
Tennessee
$3.29K +$3.29K +300 New
HCP
86
Hexagon Capital Partners
Arkansas
$2.75K – – –
SBL
87
Sargent Bickham Lagudis
Colorado
$2.13K – – –
ACM
88
Aquatic Capital Management
Illinois
$2K -$29.6K -2,700 -93%
POIA
89
Pin Oak Investment Advisors
Texas
$2K – – –
GI
90
Gradient Investments
Minnesota
$1.53K +$1.52K +139 New
TC
91
Truvestments Capital
Florida
$1.21K +$1.21K +110 New
S
92
SignatureFD
Georgia
$1.1K – – –
BTI
93
Blue Trust Inc
Georgia
$1K +$877 +80 New
SPIA
94
Steward Partners Investment Advisory
New York
$593 – – –
LC
95
Lindbrook Capital
California
$352 +$11 +1 +3%
AAP
96
Arax Advisory Partners
Colorado
$340 +$340 +31 New
AF
97
Advisornet Financial
Minnesota
$309 +$11 +1 +4%
Neuberger Berman Group
98
Neuberger Berman Group
New York
– -$359K -37,385 Closed
BNP Paribas Financial Markets
99
BNP Paribas Financial Markets
France
– -$275K -28,607 Closed
VF
100
Virtu Financial
New York
– -$212K -22,048 Closed
1 2 3
4
5

PFLT Hedge Fund Activity: Q4 2022 in Review

97 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2022, worth a combined $107M — up 9% from $98.1M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFLT positions and 9 closed out — a net gain of 7 holders — while 26 added to existing stakes and 27 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.14M. The largest seller was Citadel Advisors, cutting an estimated $1.07M.

  • 97 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2022, up from 93 in Q3 2022.
  • Funds reported $107M of PennantPark Floating Rate Capital stock for Q4 2022, up 9% quarter-over-quarter.
  • 16 funds opened new PennantPark Floating Rate Capital positions in Q4 2022 and 9 closed out, a net change of +7 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2022 was Sound Income Strategies, an estimated $3.14M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2022 was Citadel Advisors, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2022.