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Principal Financial Group

613 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2021 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 236 increasing their positions, 189 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 236 | Existing positions reduced: 189

7% more capital invested

Capital invested by funds: $11.4B → $12.2B (+$784M)

1.15% more ownership

Funds ownership: 70.16%71.31% (+1.1%)

5% more call options, than puts

Call options by funds: $28M | Put options by funds: $26.6M

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less funds holding

Funds holding: 645613 (-32)

39% less first-time investments, than exits

New positions opened: 46 | Existing positions closed: 75

Holders
613
Holders Change
-32
Holders Change %
-4.96%
% of All Funds
10.67%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
46
Increased
236
Reduced
189
Closed
75
Calls
$28M
Puts
$26.6M
Net Calls
+$1.38M
Net Calls Change
-$2.48M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
651
AlphaCentric Advisors
Puerto Rico
-$377K -6,283 Closed
MF
652
Magnetar Financial
Illinois
-$366K -6,097 Closed
NICM
653
Neo Ivy Capital Management
New York
-$356K -5,942 Closed
WANY
654
Wealthspire Advisors (New York)
New York
-$352K -5,869 Closed
Parallax Volatility Advisers
655
Parallax Volatility Advisers
California
-$325K -5,424 Closed
CBT
656
Capital Bank & Trust
California
-$292K -4,876 Closed
WC
657
Wexford Capital
Florida
-$270K -4,500 Closed
PWS
658
Precision Wealth Strategies
Missouri
-$269K -4,493 Closed
TSS
659
Two Sigma Securities
New York
-$241K -4,021 Closed
FTDI
660
First Trust Direct Indexing
Massachusetts
-$238K -3,963 Closed
IFWM
661
Institute for Wealth Management
Colorado
-$221K -3,685 Closed
SPC
662
Sigma Planning Corp
Michigan
-$218K -3,627 Closed
VI
663
Versor Investments
New York
-$212K -3,533 Closed
ZCM
664
Ziegler Capital Management
Illinois
-$211K -3,520 Closed
QT
665
Quantbot Technologies
New York
-$210K -3,518 Closed
HAIM
666
Hunter Associates Investment Management
Pennsylvania
-$206K -3,435 Closed
IAIM
667
International Assets Investment Management
Florida
-$159K -2,932 Closed
FC
668
FORA Capital
Florida
-$140K -2,343 Closed
FA
669
Fortis Advisors
Pennsylvania
-$123K -2,055 Closed
VFA
670
Valeo Financial Advisors
Indiana
-$94K -1,572 Closed
LTI
671
Laffer Tengler Investments
Tennessee
-$83.5K -1,392 Closed
FQ
672
First Quadrant
California
-$75K -1,244 Closed
RWB
673
RMR Wealth Builders
New Jersey
-$30K -506 Closed
Loomis, Sayles & Company
674
Loomis, Sayles & Company
Massachusetts
-$30K -496 Closed
WAP
675
Wealthcare Advisory Partners
Pennsylvania
-$26K -429 Closed

PFG Hedge Fund Activity: Q2 2021 in Review

613 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2021, worth a combined $12.2B — up 6.8% from $11.4B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of PFG and 46 opened new positions — a net loss of 29 holders — while 189 trimmed existing stakes and 236 added.

The largest buyer was Credit Suisse, adding an estimated $163M. The largest seller was T. Rowe Price Associates, cutting an estimated $85M.

  • 613 institutional investors held Principal Financial Group (PFG) as of Q2 2021, down from 645 in Q1 2021.
  • Funds reported $12.2B of Principal Financial Group stock for Q2 2021, up 6.8% quarter-over-quarter.
  • 46 funds opened new Principal Financial Group positions in Q2 2021 and 75 closed out, a net change of -29 holders.
  • The largest Principal Financial Group buyer in Q2 2021 was Credit Suisse, an estimated $163M added.
  • The largest Principal Financial Group seller in Q2 2021 was T. Rowe Price Associates, an estimated $85M sold.

Based on aggregated 13F filings for Q2 2021.