Institute for Wealth Management’s Principal Financial Group PFG Stock Holding History

Institute for Wealth Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-3,685	Closed	-$221K	–	500
2021 Q1	$221K	Sell	3,685 -1,482	-29%	-$82.6K	0.04%	423
2020 Q4	$256K	Sell	5,167 -711	-12%	-$32.6K	0.05%	381
2020 Q3	$237K	Sell	5,878 -1,630	-22%	-$69.5K	0.05%	370
2020 Q2	$312K	Sell	7,508 -477	-6%	-$17.4K	0.08%	319
2020 Q1	$250K	Sell	7,985 -1,733	-18%	-$82K	0.08%	317
2019 Q4	$535K	Sell	9,718 -907	-9%	-$49.6K	0.12%	236
2019 Q3	$607K	Sell	10,625 -1,637	-13%	-$92.2K	0.15%	202
2019 Q2	$710K	Buy	12,262 +8,288	+209%	+$457K	0.16%	197
2019 Q1	$200K	Sell	3,974 -12,870	-76%	-$638K	0.04%	417
2018 Q4	$738K	Buy	+16,844	New	+$829K	0.3%	104

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Institute for Wealth Management's PFG Position: Q2 2021 in Review

Institute for Wealth Management sold out of Principal Financial Group (PFG) in Q2 2021, closing a stake of 3,685 shares — an estimated $221K sold.

Institute for Wealth Management first reported a position in PFG in Q4 2018 and held it in 10 quarters. The position peaked at $738K in Q4 2018. 613 funds tracked by Wall St. Rank hold PFG as of Q2 2021.

Institute for Wealth Management reported no remaining Principal Financial Group position as of Q2 2021 after selling out during the quarter.
Institute for Wealth Management sold 3,685 Principal Financial Group shares in Q2 2021, an estimated $221K.
Institute for Wealth Management first reported a position in Principal Financial Group in Q4 2018 and held it in 10 quarters.
Institute for Wealth Management's Principal Financial Group position peaked at $738K in Q4 2018.
613 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2021.

Based on Institute for Wealth Management's 13F filing for Q2 2021, filed 21 Jul 2021.