Institute for Wealth Management’s Principal Financial Group PFG Stock Holding History

Institute for Wealth Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$18.4K	Buy	+171	New	+$17.4K	﹤0.01%	1155
2021 Q2	–	Sell	-3,685	Closed	-$221K	–	500
2021 Q1	$221K	Sell	3,685 -1,482	-29%	-$82.6K	0.04%	423
2020 Q4	$256K	Sell	5,167 -711	-12%	-$32.6K	0.05%	381
2020 Q3	$237K	Sell	5,878 -1,630	-22%	-$69.5K	0.05%	370
2020 Q2	$312K	Sell	7,508 -477	-6%	-$17.4K	0.08%	319
2020 Q1	$250K	Sell	7,985 -1,733	-18%	-$82K	0.08%	317
2019 Q4	$535K	Sell	9,718 -907	-9%	-$49.6K	0.12%	236
2019 Q3	$607K	Sell	10,625 -1,637	-13%	-$92.2K	0.15%	202
2019 Q2	$710K	Buy	12,262 +8,288	+209%	+$457K	0.16%	197
2019 Q1	$200K	Sell	3,974 -12,870	-76%	-$638K	0.04%	417
2018 Q4	$738K	Buy	+16,844	New	+$829K	0.3%	104

Other funds holding PFG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Institute for Wealth Management's PFG Position: Q2 2026 in Review

Institute for Wealth Management opened a new position in Principal Financial Group (PFG) in Q2 2026: 171 shares worth $18.4K. The stake represents ﹤0.01% of the portfolio and ranks #1155 among its holdings. This is a return to the name: Institute for Wealth Management previously reported a position in PFG as recently as Q1 2021.

Institute for Wealth Management first reported a position in PFG in Q4 2018 and has held it in 11 quarters since. The position peaked at $738K in Q4 2018. 961 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

Institute for Wealth Management held 171 shares of Principal Financial Group worth $18.4K as of Q2 2026.
Principal Financial Group was a new Institute for Wealth Management position in Q2 2026.
Principal Financial Group made up ﹤0.01% of Institute for Wealth Management's portfolio in Q2 2026, its #1155 holding.
Institute for Wealth Management first reported a position in Principal Financial Group in Q4 2018 and has held it in 11 quarters since.
Institute for Wealth Management's Principal Financial Group position peaked at $738K in Q4 2018.
961 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on Institute for Wealth Management's 13F filing for Q2 2026, filed 28 Jul 2026.