First Quadrant’s Principal Financial Group PFG Stock Holding History

First Quadrant’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-1,244	Closed	-$75K	–	577
2021 Q1	$75K	Buy	+1,244	New	+$69.3K	0.01%	437
2020 Q4	–	Sell	-1,096	Closed	-$44K	–	651
2020 Q3	$44K	Buy	+1,096	New	+$46.7K	0.01%	499
2018 Q3	–	Sell	-176,501	Closed	-$9.35M	–	875
2018 Q2	$9.35M	Sell	176,501 -127,836	-42%	-$7.43M	0.18%	170
2018 Q1	$18.5M	Buy	304,337 +48,774	+19%	+$3.21M	0.35%	105
2017 Q4	$18M	Buy	255,563 +160,215	+168%	+$11M	0.34%	106
2017 Q3	$6.13M	Buy	+95,348	New	+$6.13M	0.12%	226

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Quadrant's PFG Position: Q2 2021 in Review

First Quadrant sold out of Principal Financial Group (PFG) in Q2 2021, closing a stake of 1,244 shares — an estimated $75K sold.

First Quadrant first reported a position in PFG in Q3 2017 and held it in 6 quarters. The position peaked at $18.5M in Q1 2018. 613 funds tracked by Wall St. Rank hold PFG as of Q2 2021.

First Quadrant reported no remaining Principal Financial Group position as of Q2 2021 after selling out during the quarter.
First Quadrant sold 1,244 Principal Financial Group shares in Q2 2021, an estimated $75K.
First Quadrant first reported a position in Principal Financial Group in Q3 2017 and held it in 6 quarters.
First Quadrant's Principal Financial Group position peaked at $18.5M in Q1 2018.
613 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2021.

Based on First Quadrant's 13F filing for Q2 2021, filed 23 Jul 2021.