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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
Capstone Investment Advisors
651
Capstone Investment Advisors
New York
– -$106K -2,324 Closed
PCM
652
Penserra Capital Management
California
– -$90K -2,257 Closed
SC
653
Slow Capital
California
– -$61K -1,509 Closed
CMBA
654
C.M. Bidwell & Associates
Hawaii
– -$51K -1,275 Closed
FQ
655
First Quadrant
California
– -$44K -1,096 Closed
PCM
656
Prelude Capital Management
New York
– -$39K -978 Closed
WIM
657
Westside Investment Management
California
– -$28 -700 Closed
PFS
658
Prospera Financial Services
Texas
– -$28K -688 Closed
NNP
659
Nachman Norwood & Parrott
South Carolina
– -$15K -371 Closed
CCM
660
Chiron Capital Management
Florida
– -$14K -353 Closed
AW
661
Alpha Windward
Massachusetts
– -$10K -246 Closed
F
662
F3Logic
Minnesota
– -$7.45K -185 Closed
SSB
663
Sandy Spring Bank
Maryland
– -$7K -180 Closed
PFWA
664
Paces Ferry Wealth Advisors
Georgia
– -$7K -174 Closed
FHA
665
Flagship Harbor Advisors
Massachusetts
– -$4K -113 Closed
CHAM
666
Clear Harbor Asset Management
Connecticut
– -$4.03K -100 Closed
RA
667
Rational Advisors
New York
– -$4K -98 Closed
AA
668
Advisory Alpha
Michigan
– -$4K -94 Closed
UFF
669
USA Financial Formulas
Michigan
– -$1K -23 Closed
Fidelity International
670
Fidelity International
Bermuda
– +$275 +6 New
PWMG
671
Prestige Wealth Management Group
New Jersey
– +$321 +7 New
SWA
672
SOA Wealth Advisors
New York
– +$733 +16 New
23 24 25 26
27

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.