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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
626
BTC Capital Management
Iowa
-$470K -8,125 Closed
AIC
627
Archer Investment Corporation
Indiana
-$405K -7,000 Closed
ALAM
628
Asahi Life Asset Management
Japan
-$383K -6,610 Closed
FI
629
FormulaFolio Investments
Michigan
-$373K -6,446 Closed
ZCM
630
Zebra Capital Management
Connecticut
-$336K -5,807 Closed
BAM
631
Berkshire Asset Management
Pennsylvania
-$313K -5,412 Closed
JT
632
Jump Trading
Illinois
-$313K -5,409 Closed
D.E. Shaw & Co
633
D.E. Shaw & Co
New York
-$295K -5,095 Closed
TSS
634
Two Sigma Securities
New York
-$282K -4,877 Closed
HI
635
Horizon Investments
North Carolina
-$272K -4,700 Closed
IUHSA
636
Itau Unibanco Holding S.A.
Brazil
-$262K -4,524 Closed
BHWM
637
Bar Harbor Wealth Management
New Hampshire
-$254K -4,384 Closed
EMG
638
Ellington Management Group
Connecticut
-$237K -4,100 Closed
CAN
639
Cetera Advisor Networks
California
-$216K -3,684 Closed
CA
640
Cetera Advisors
Colorado
-$210K -3,629 Closed
CFS
641
CRA Financial Services
New Jersey
-$203K -3,500 Closed
TFA
642
Transamerica Financial Advisors
Florida
-$143K -2,456 Closed
RWA
643
Redhawk Wealth Advisors
Minnesota
-$94K -1,630 Closed
TNBTD
644
Trustmark National Bank Trust Department
Mississippi
-$84K -1,450 Closed
TPWA
645
TRUE Private Wealth Advisors
Oregon
-$63K -1,090 Closed
CAW
646
Cornerstone Advisors (Washington)
Washington
-$57K -980 Closed
PFC
647
Phocas Financial Corp
California
-$56K -960 Closed
PCP
648
Proficio Capital Partners
Massachusetts
-$23K -404 Closed
AC
649
Avestar Capital
New York
-$18K -377 Closed
NCM
650
Next Capital Management
New York
-$15K -256 Closed

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.