BTC Capital Management’s Principal Financial Group PFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-8,125	Closed	-$470K	–	194
2019 Q2	$470K	Hold	8,125	–	–	0.08%	138
2019 Q1	$407K	Buy	+8,125	New	+$403K	0.06%	140
2017 Q2	–	Sell	-65,190	Closed	-$4.11M	–	182
2017 Q1	$4.11M	Buy	65,190 +1,564	+2%	+$95.4K	0.77%	44
2016 Q4	$3.68M	Buy	63,626 +2,362	+4%	+$132K	0.73%	53
2016 Q3	$3.15M	Buy	61,264 +4,197	+7%	+$196K	0.66%	60
2016 Q2	$2.34M	Buy	57,067 +2,339	+4%	+$98.7K	0.51%	74
2016 Q1	$2.16M	Buy	54,728 +8,102	+17%	+$312K	0.5%	79
2015 Q4	$2.1M	Buy	46,626 +3,068	+7%	+$150K	0.49%	80
2015 Q3	$2.06M	Buy	43,558 +2,254	+5%	+$117K	0.5%	80
2015 Q2	$2.12M	Sell	41,304 -6,820	-14%	-$354K	0.49%	86
2015 Q1	$2.47M	Sell	48,124 -169	-0.3%	-$8.49K	0.57%	73
2014 Q4	$2.51M	Sell	48,293 -797	-2%	-$41.3K	0.62%	66
2014 Q3	$2.57M	Buy	+49,090	New	+$2.57M	0.65%	64