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Principal Financial Group

596 hedge funds and large institutions have $10.7B invested in Principal Financial Group in 2018 Q2 according to their latest regulatory filings, with 57 funds opening new positions, 206 increasing their positions, 214 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

455% more call options, than puts

Call options by funds: $56.5M | Put options by funds: $10.2M

1.34% more ownership

Funds ownership: 69.37%70.71% (+1.3%)

4% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 214

2% less funds holding

Funds holding: 611596 (-15)

12% less capital invested

Capital invested by funds: $12.2B → $10.7B (-$1.52B)

14% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 66

44% less funds holding in top 10

Funds holding in top 10: 95 (-4)

Holders
596
Holders Change
-15
Holders Change %
-2.45%
% of All Funds
13.64%
Holding in Top 10
5
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-44.44%
% of All Funds
0.11%
New
57
Increased
206
Reduced
214
Closed
66
Calls
$56.5M
Puts
$10.2M
Net Calls
+$46.3M
Net Calls Change
-$3.96M
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
626
Gotham Asset Management
New York
-$378K -6,201 Closed
Cetera Investment Advisers
627
Cetera Investment Advisers
Illinois
-$379K -6,200 Closed
RBA
628
Richard Bernstein Advisors
New York
-$342K -5,618 Closed
HTC
629
Haverford Trust Company
Pennsylvania
-$339K -5,567 Closed
ECM
630
ETrade Capital Management
Virginia
-$293K -4,817 Closed
CIM
631
Cambria Investment Management
California
-$276K -4,524 Closed
CCIA
632
Campbell & Co Investment Adviser
Maryland
-$268K -4,398 Closed
IFS
633
Ifrah Financial Services
Arkansas
-$254K -4,171 Closed
HS
634
HighVista Strategies
Massachusetts
-$250K -4,100 Closed
Susquehanna International Group
635
Susquehanna International Group
Pennsylvania
-$230K -3,963 Closed
OC
636
Oppenheimer & Co
New York
-$230K -3,779 Closed
SB
637
Suntrust Banks
Georgia
-$229K -3,765 Closed
FHC
638
First Heartland Consultants
Missouri
-$229K -3,761 Closed
HFS
639
HL Financial Services
Kentucky
-$216K -3,540 Closed
HIS
640
Horizon Investment Services
Indiana
-$213K -3,498 Closed
C
641
Cerebellum
California
-$189K -3,103 Closed
APP
642
Avantax Planning Partners
Iowa
-$139K -2,285 Closed
HSA
643
Hussman Strategic Advisors
Maryland
-$73K -1,200 Closed
TAM
644
Tiverton Asset Management
Delaware
-$70K -1,151 Closed
SWP
645
Stratos Wealth Partners
Ohio
-$70K -1,144 Closed
Parallax Volatility Advisers
646
Parallax Volatility Advisers
California
-$49.9K -858 -99%
ACM
647
Armbruster Capital Management
New York
-$43K -702 Closed
EAM
648
Exane Asset Management
France
-$40.5K -665 Closed
OWA
649
One Wealth Advisors
California
-$34K -585 Closed
IIC
650
Integrated Investment Consultants
Michigan
-$34K -550 Closed

PFG Hedge Fund Activity: Q2 2018 in Review

596 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2018, worth a combined $10.7B — down 12% from $12.2B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 57 opened new positions — a net loss of 9 holders — while 214 trimmed existing stakes and 206 added.

The largest buyer was JP Morgan Chase, adding an estimated $466M. The largest seller was Bank of New York Mellon, cutting an estimated $79M.

  • 596 institutional investors held Principal Financial Group (PFG) as of Q2 2018, down from 611 in Q1 2018.
  • Funds reported $10.7B of Principal Financial Group stock for Q2 2018, down 12% quarter-over-quarter.
  • 57 funds opened new Principal Financial Group positions in Q2 2018 and 66 closed out, a net change of -9 holders.
  • The largest Principal Financial Group buyer in Q2 2018 was JP Morgan Chase, an estimated $466M added.
  • The largest Principal Financial Group seller in Q2 2018 was Bank of New York Mellon, an estimated $79M sold.

Based on aggregated 13F filings for Q2 2018.