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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
DT
576
Diversified Trust
Tennessee
-$1.09M -17,087 Closed
SM
577
Sciencast Management
New Jersey
-$755K -11,780 Closed
WMSA
578
Weiss Multi-Strategy Advisers
New York
-$619K -9,665 Closed
GH
579
GAM Holding
Switzerland
-$582K -9,091 Closed
IIM
580
Intact Investment Management
Quebec, Canada
-$577K -9,000 Closed
MAM
581
Meeder Asset Management
Ohio
-$491K -7,671 Closed
GCA
582
Gideon Capital Advisors
New York
-$442K -6,906 Closed
TSS
583
Two Sigma Securities
New York
-$431K -6,729 Closed
HC
584
Henshaw Capital
Massachusetts
-$407K -6,358 Closed
PL
585
Parkwood LLC
Ohio
-$323K -5,041 Closed
CG
586
Cutler Group
California
-$299K -4,650 Closed
SEC
587
Seven Eight Capital
New York
-$291K -4,546 Closed
BFM
588
Boothbay Fund Management
New York
-$250K -3,899 Closed
LBC
589
Lowe Brockenbrough & Co
Virginia
-$215K -3,350 Closed
EGA
590
Eagle Global Advisors
Texas
-$207K -3,230 Closed
TCOV
591
Trust Company of Vermont
Vermont
-$94K -1,470 Closed
PFPT
592
Pinnacle Financial Partners (Tennessee)
Tennessee
-$85K -1,324 Closed
TRCT
593
Tower Research Capital (TRC)
New York
-$57K -897 Closed
AIM
594
Acrospire Investment Management
Illinois
-$51K -802 Closed
PG
595
PEAK6 Group
Illinois
-$41.5K -645 Closed
FC
596
Ferris Capital
Massachusetts
-$27K -428 Closed
WAM
597
Watermark Asset Management
California
-$16K -250 Closed
PCM
598
Prelude Capital Management
New York
-$16K -243 Closed
NA
599
NewEdge Advisors
Louisiana
-$15K -230 Closed
PFGIA
600
Patriot Financial Group Insurance Agency
Massachusetts
-$13K -199 Closed

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.