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GAM Holding’s Principal Financial Group PFG Stock Holding History

GAM Holding’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-7,116
Closed -$407K – 736
2019
Q3 		$407K Buy
+7,116
New +$401K 0.02% 638
2018
Q1 		– Sell
-17,131
Closed -$1.22M – 880
2017
Q4 		$1.22M Buy
+17,131
New +$1.18M 0.04% 525
2017
Q3 		– Sell
-9,091
Closed -$582K – 832
2017
Q2 		$582K Hold
9,091
– – 0.01% 760
2017
Q1 		$574K Hold
9,091
– – 0.01% 775
2016
Q4 		$526K Sell
9,091
-10,000
-52% -$560K 0.01% 740
2016
Q3 		$983K Sell
19,091
-719
-4% -$33.6K 0.02% 616
2016
Q2 		$814K Buy
19,810
+2,192
+12% +$92.5K 0.01% 675
2016
Q1 		$695K Hold
17,618
– – 0.01% 668
2015
Q4 		$792K Sell
17,618
-26,500
-60% -$1.29M 0.01% 750
2015
Q3 		$2.09M Sell
44,118
-8,036
-15% -$416K 0.04% 477
2015
Q2 		$2.67M Buy
52,154
+16,653
+47% +$864K 0.04% 448
2015
Q1 		$1.82M Sell
35,501
-4,234
-11% -$213K 0.03% 541
2014
Q4 		$2.06M Sell
39,735
-20,579
-34% -$1.07M 0.03% 501
2014
Q3 		$3.17M Sell
60,314
-22,933
-28% -$1.2M 0.05% 392
2014
Q2 		$4.2M Buy
83,247
+46,467
+126% +$2.19M 0.06% 320
2014
Q1 		$1.69M Buy
+36,780
New +$1.68M 0.03% 545
2013
Q4 		– Sell
-5,100
Closed -$218K – 1006
2013
Q3 		$218K Buy
+5,100
New +$213K ﹤0.01% 930

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

GAM Holding's PFG Position: Q4 2019 in Review

GAM Holding sold out of Principal Financial Group (PFG) in Q4 2019, closing a stake of 7,116 shares — an estimated $407K sold.

GAM Holding first reported a position in PFG in Q3 2013 and held it in 17 quarters. The position peaked at $4.2M in Q2 2014. 613 funds tracked by Wall St. Rank hold PFG as of Q4 2019.

  • GAM Holding reported no remaining Principal Financial Group position as of Q4 2019 after selling out during the quarter.
  • GAM Holding sold 7,116 Principal Financial Group shares in Q4 2019, an estimated $407K.
  • GAM Holding first reported a position in Principal Financial Group in Q3 2013 and held it in 17 quarters.
  • GAM Holding's Principal Financial Group position peaked at $4.2M in Q2 2014.
  • 613 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2019.

Based on GAM Holding's 13F filing for Q4 2019, filed 6 Feb 2020.