Boothbay Fund Management’s Principal Financial Group PFG Stock Holding History

Boothbay Fund Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-5,251	Closed	-$463K	–	2378
2025 Q4	$463K	Buy	+5,251	New	+$443K	0.01%	1188
2025 Q1	–	Sell	-2,587	Closed	-$200K	–	1693
2024 Q4	$200K	Buy	+2,587	New	+$218K	﹤0.01%	1199
2024 Q3	–	Sell	-4,635	Closed	-$364K	–	1850
2024 Q2	$364K	Buy	+4,635	New	+$376K	0.01%	1096
2022 Q3	–	Sell	-3,674	Closed	-$245K	–	2522
2022 Q2	$245K	Buy	+3,674	New	+$258K	0.01%	1596
2020 Q1	–	Sell	-6,020	Closed	-$331K	–	1006
2019 Q4	$331K	Buy	+6,020	New	+$330K	0.03%	588
2017 Q3	–	Sell	-3,899	Closed	-$250K	–	739
2017 Q2	$250K	Buy	+3,899	New	+$247K	0.05%	477
2017 Q1	–	Sell	-5,391	Closed	-$1.28M	–	909
2016 Q4	$1.28M	Buy	+5,391	New	+$302K	0.29%	45

Other funds holding PFG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Boothbay Fund Management's PFG Position: Q1 2026 in Review

Boothbay Fund Management sold out of Principal Financial Group (PFG) in Q1 2026, closing a stake of 5,251 shares — an estimated $463K sold.

Boothbay Fund Management first reported a position in PFG in Q4 2016 and held it in 7 quarters. The position peaked at $1.28M in Q4 2016. 914 funds tracked by Wall St. Rank hold PFG as of Q1 2026.

Boothbay Fund Management reported no remaining Principal Financial Group position as of Q1 2026 after selling out during the quarter.
Boothbay Fund Management sold 5,251 Principal Financial Group shares in Q1 2026, an estimated $463K.
Boothbay Fund Management first reported a position in Principal Financial Group in Q4 2016 and held it in 7 quarters.
Boothbay Fund Management's Principal Financial Group position peaked at $1.28M in Q4 2016.
914 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2026.

Based on Boothbay Fund Management's 13F filing for Q1 2026, filed 15 May 2026.