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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
BFC
476
Bedel Financial Consulting
Indiana
$10K +$14.5K +306 New
AWA
477
Arkadios Wealth Advisors
Georgia
$9.9K -$426 -9 -3%
CT
478
Caldwell Trust
Florida
$9.31K
HF
479
Halpern Financial
Virginia
$9.28K
AP
480
Atwood & Palmer
Missouri
$9K
CFA
481
Carroll Financial Associates
North Carolina
$9K
HWM
482
HighMark Wealth Management
Minnesota
$9K
HRC
483
Hoertkorn Richard Charles
$9K
MA
484
MCF Advisors
Kentucky
$9K
OAJ
485
Ogorek Anthony Joseph
New York
$9K
PK
486
Pflug Koory
Nebraska
$9K
TSW
487
Thompson Siegel & Walmsley
Virginia
$9K
TCM
488
Tradewinds Capital Management
Washington
$9K
MAM
489
Meeder Asset Management
Ohio
$9K +$3.22K +68 +33%
AIC
490
Ameritas Investment Company
Nebraska
$8K -$855K -18,082 -99%
Twin Tree Management
491
Twin Tree Management
Texas
$8K -$511K -10,805 -98%
RFM
492
Royal Fund Management
Florida
$8K -$473 -10 -4%
LWA
493
Lenox Wealth Advisors
New York
$8K
VRM
494
Vectors Research Management
New York
$8K
VNA
495
Valley National Advisers
Pennsylvania
$8K +$237 +5 +2%
EWM
496
EPG Wealth Management
Georgia
$8K +$12.8K +270 New
FP
497
Financial Perspectives
Minnesota
$7.46K
KPW
498
Kore Private Wealth
New York
$7K -$4.07K -86 -29%
AWM
499
Avior Wealth Management
Nebraska
$7K
HI
500
Human Investing
Oregon
$7K

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.