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Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
PAM
426
Princeton Alpha Management
New Jersey
-$888K -17,097 Closed
LP
427
LMR Partners
United Kingdom
-$879K -16,920 Closed
CCIA
428
Campbell & Co Investment Adviser
Maryland
-$834K -16,064 Closed
DTL
429
Dynamic Technology Lab
Singapore
-$813K -15,647 Closed
Walleye Trading
430
Walleye Trading
New York
-$584K -11,630 Closed
Parallax Volatility Advisers
431
Parallax Volatility Advisers
California
-$565K -11,250 Closed
CK
432
Carnick & Kubik
Colorado
-$564K -10,855 Closed
AGM
433
Alpine Global Management
New York
-$422K -8,117 Closed
QIM
434
Quantitative Investment Management
Virginia
-$399K -7,700 Closed
TH
435
Timber Hill
Connecticut
-$388K -7,469 Closed
IC
436
IKOS CIF
Cyprus
-$366K -7,265 Closed
Belvedere Trading
437
Belvedere Trading
Illinois
-$320K -6,160 Closed
P
438
Pitcairn
Pennsylvania
-$314K -6,039 Closed
IMAS
439
ID Management A/S
Denmark
-$286K -5,500 Closed
LOAME
440
Lombard Odier Asset Management (Europe)
United Kingdom
-$261K -5,000 Closed
HC
441
HHG & Company
Connecticut
-$230K -4,436 Closed
GCA
442
Greenwood Capital Associates
South Carolina
-$227K -4,380 Closed
PHK
443
Point72 Hong Kong
Hong Kong
-$212K -4,074 Closed
YMRC
444
Yorktown Management & Research Company
Virginia
-$208K -4,000 Closed
PP
445
Paloma Partners
Connecticut
-$202K -3,871 Closed
OSAM
446
O'Shaughnessy Asset Management
Connecticut
-$156K -2,999 Closed
TRCT
447
Tower Research Capital (TRC)
New York
-$135K -2,593 Closed
BRWA
448
B. Riley Wealth Advisors
Florida
-$131 -2,524 Closed
EPM
449
Equitec Proprietary Markets
Illinois
-$128K -2,466 Closed
NPC
450
National Planning Corporation
California
-$109K -2,177 Closed

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.