Yorktown Management & Research Company’s Principal Financial Group PFG Stock Holding History

Yorktown Management & Research Company’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,500	Closed	-$290K	–	400
2017 Q3	$290K	Hold	4,500	–	–	0.08%	268
2017 Q2	$288K	Hold	4,500	–	–	0.09%	169
2017 Q1	$284K	Hold	4,500	–	–	0.07%	186
2016 Q4	$260K	Buy	+4,500	New	+$252K	0.07%	224
2015 Q1	–	Sell	-4,000	Closed	-$208K	–	512
2014 Q4	$208K	Hold	4,000	–	–	0.04%	399
2014 Q3	$210K	Hold	4,000	–	–	0.04%	400
2014 Q2	$202K	Buy	+4,000	New	+$188K	0.04%	449

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Yorktown Management & Research Company's PFG Position: Q4 2017 in Review

Yorktown Management & Research Company sold out of Principal Financial Group (PFG) in Q4 2017, closing a stake of 4,500 shares — an estimated $290K sold.

Yorktown Management & Research Company first reported a position in PFG in Q2 2014 and held it in 7 quarters. The position peaked at $290K in Q3 2017. 631 funds tracked by Wall St. Rank hold PFG as of Q4 2017.

Yorktown Management & Research Company reported no remaining Principal Financial Group position as of Q4 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 4,500 Principal Financial Group shares in Q4 2017, an estimated $290K.
Yorktown Management & Research Company first reported a position in Principal Financial Group in Q2 2014 and held it in 7 quarters.
Yorktown Management & Research Company's Principal Financial Group position peaked at $290K in Q3 2017.
631 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2017.

Based on Yorktown Management & Research Company's 13F filing for Q4 2017, filed 13 Feb 2018.