Princeton Alpha Management’s Principal Financial Group PFG Stock Holding History

Princeton Alpha Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-20,714	Closed	-$1.2M	–	704
2016 Q4	$1.2M	Buy	+20,714	New	+$1.16M	0.25%	106
2016 Q2	–	Sell	-38,192	Closed	-$1.51M	–	915
2016 Q1	$1.51M	Buy	38,192 +33,723	+755%	+$1.3M	0.24%	114
2015 Q4	$201K	Sell	4,469 -13,673	-75%	-$667K	0.03%	633
2015 Q3	$859K	Sell	18,142 -10,769	-37%	-$558K	0.18%	175
2015 Q2	$1.48M	Buy	+28,911	New	+$1.5M	0.29%	90
2015 Q1	–	Sell	-17,097	Closed	-$888K	–	844
2014 Q4	$888K	Buy	+17,097	New	+$886K	0.25%	100
2014 Q2	–	Sell	-7,860	Closed	-$361K	–	814
2014 Q1	$361K	Buy	+7,860	New	+$360K	0.11%	286

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Princeton Alpha Management's PFG Position: Q1 2017 in Review

Princeton Alpha Management sold out of Principal Financial Group (PFG) in Q1 2017, closing a stake of 20,714 shares — an estimated $1.2M sold.

Princeton Alpha Management first reported a position in PFG in Q1 2014 and held it in 7 quarters. The position peaked at $1.51M in Q1 2016. 534 funds tracked by Wall St. Rank hold PFG as of Q1 2017.

Princeton Alpha Management reported no remaining Principal Financial Group position as of Q1 2017 after selling out during the quarter.
Princeton Alpha Management sold 20,714 Principal Financial Group shares in Q1 2017, an estimated $1.2M.
Princeton Alpha Management first reported a position in Principal Financial Group in Q1 2014 and held it in 7 quarters.
Princeton Alpha Management's Principal Financial Group position peaked at $1.51M in Q1 2016.
534 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2017.

Based on Princeton Alpha Management's 13F filing for Q1 2017, filed 3 May 2017.