B. Riley Wealth Advisors’s Principal Financial Group PFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,524	Closed	-$131	–	1569
2014 Q4	$131	Buy	+2,524	New	+$131	﹤0.01%	1577
2014 Q3	–	Sell	-1,825	Closed	-$92.1K	–	1532
2014 Q2	$92.1K	Buy	+1,825	New	+$92.1K	0.02%	762