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B. Riley Wealth Advisors’s Principal Financial Group PFG Stock Holding History

B. Riley Wealth Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-2,524
Closed -$131 – 1573
2014
Q4 		$131 Buy
+2,524
New +$131K ﹤0.01% 1579
2014
Q3 		– Sell
-1,825
Closed -$92.1K – 1531
2014
Q2 		$92.1K Buy
+1,825
New +$85.9K 0.02% 762

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

B. Riley Wealth Advisors's PFG Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Principal Financial Group (PFG) in Q1 2015, closing a stake of 2,524 shares — an estimated $131 sold.

B. Riley Wealth Advisors first reported a position in PFG in Q2 2014 and held it in 2 quarters. The position peaked at $92.1K in Q2 2014. 414 funds tracked by Wall St. Rank hold PFG as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining Principal Financial Group position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 2,524 Principal Financial Group shares in Q1 2015, an estimated $131.
  • B. Riley Wealth Advisors first reported a position in Principal Financial Group in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's Principal Financial Group position peaked at $92.1K in Q2 2014.
  • 414 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.