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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
376
Gotham Asset Management
New York
$378K -$1.22M -18,483 -75%
W
377
Wealthfront
California
$378K -$248K -3,768 -38%
KRSITF
378
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$376K -$63.5K -965 -14%
NIMI
379
Natixis Investment Managers International
France
$371K +$401K +6,088 New
FMII
380
Farmers & Merchants Investments Inc
Nebraska
$370K -$30.1K -458 -7%
IAA
381
Independent Advisor Alliance
North Carolina
$368K +$5.86K +89 +1%
GWM
382
Geneos Wealth Management
Colorado
$363K -$2.17K -33 -0.6%
IRF
383
IBM Retirement Fund
New York
$358K -$45.3K -689 -10%
AIP
384
Ameritas Investment Partners
Nebraska
$354K
SPIA
385
Steward Partners Investment Advisory
New York
$354K +$2.96K +45 +0.8%
NWM
386
Northwest Wealth Management
Iowa
$352K +$380K +5,781 New
AP
387
Advisor Partners
California
$342K -$38.8K -590 -10%
RBA
388
Richard Bernstein Advisors
New York
$342K
HTC
389
Haverford Trust Company
Pennsylvania
$339K +$54K +820 +17%
GXMC
390
Global X Management Company
New York
$329K +$9.15K +139 +3%
SWM
391
SeaCrest Wealth Management
New York
$323K +$120K +1,825 +53%
BTS
392
BB&T Securities
Virginia
$321K -$89.8K -1,365 -21%
FAAS
393
First Allied Advisory Services
California
$317K -$116K -1,767 -26%
PCM
394
Poehling Capital Management
Wisconsin
$312K -$855 -13 -0.3%
RFC
395
Regions Financial Corp
Alabama
$310K
ECM
396
Element Capital Management
New York
$307K +$331K +5,034 New
SC
397
Savant Capital
Illinois
$300K +$66 +1 +0%
CBT
398
Capital Bank & Trust
California
$297K
CA
399
Calton & Associates
Florida
$293K -$263 -4 -0.1%
ECM
400
ETrade Capital Management
Virginia
$293K +$19K +289 +6%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.