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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
SA
376
SRH Advisors
Kansas
$10K
MPWT
377
MassMutual Private Wealth & Trust
Connecticut
$8K +$7.96K +174 New
M
378
MOTCO
Texas
$8K
WTB
379
Washington Trust Bank
Washington
$8K +$7.69K +168 New
SJIM
380
St. Johns Investment Management
Florida
$7K +$6.64K +145 New
KCPG
381
Kavar Capital Partners Group
Kansas
$6K
TFO
382
Tarbox Family Office
California
$5K -$5.08K -111 -48%
BFEC
383
Benjamin F. Edwards & Company
Missouri
$5K
FWM
384
Focused Wealth Management
New York
$5K
HI
385
Hudock Inc
Pennsylvania
$5K
ST
386
SpiderRock Trading
Illinois
$5K
HCM
387
Horrell Capital Management
Arkansas
$5K +$4.58K +100 New
FG
388
FSI Group
Ohio
$5K +$5.08K +111 New
WA
389
WealthTrust-Arizona
Arizona
$4K -$458 -10 -10%
RFA
390
Reilly Financial Advisors
California
$4K
CAW
391
Cornerstone Advisors (Washington)
Washington
$2K +$458 +10 +34%
Arrowstreet Capital
392
Arrowstreet Capital
Massachusetts
-$11.3M -229,510 Closed
CCIA
393
Campbell & Co Investment Adviser
Maryland
-$7.11M -144,084 Closed
CMBA
394
C.M. Bidwell & Associates
Hawaii
-$3.37M -68,265 Closed
Walleye Trading
395
Walleye Trading
New York
-$2.42M -52,799 Closed
KAM
396
Kokusai Asset Management
Japan
-$2.15M -43,900 Closed
DCM
397
Decade Capital Management
New York
-$2.08M -42,100 Closed
MSU
398
Maple Securities USA
New Jersey
-$2.07M -41,923 Closed
RGI
399
River Global Investors
United Kingdom
-$1.84M -37,324 Closed
SAM
400
Symphony Asset Management
California
-$1.75M -35,414 Closed

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.