Symphony Asset Management’s Principal Financial Group PFG Stock Holding History

Symphony Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-6,343	Closed	-$326K	–	470
2015 Q1	$326K	Sell	6,343 -650	-9%	-$32.7K	0.04%	407
2014 Q4	$363K	Hold	6,993	–	–	0.05%	310
2014 Q3	$367K	Buy	+6,993	New	+$366K	0.04%	307
2014 Q1	–	Sell	-35,414	Closed	-$1.75M	–	459
2013 Q4	$1.75M	Buy	+35,414	New	+$1.68M	0.13%	152

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Symphony Asset Management's PFG Position: Q2 2015 in Review

Symphony Asset Management sold out of Principal Financial Group (PFG) in Q2 2015, closing a stake of 6,343 shares — an estimated $326K sold.

Symphony Asset Management first reported a position in PFG in Q4 2013 and held it in 4 quarters. The position peaked at $1.75M in Q4 2013. 437 funds tracked by Wall St. Rank hold PFG as of Q2 2015.

Symphony Asset Management reported no remaining Principal Financial Group position as of Q2 2015 after selling out during the quarter.
Symphony Asset Management sold 6,343 Principal Financial Group shares in Q2 2015, an estimated $326K.
Symphony Asset Management first reported a position in Principal Financial Group in Q4 2013 and held it in 4 quarters.
Symphony Asset Management's Principal Financial Group position peaked at $1.75M in Q4 2013.
437 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2015.

Based on Symphony Asset Management's 13F filing for Q2 2015, filed 12 Aug 2015.