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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
SRAM
351
Stone Ridge Asset Management
New York
$250K -$492K -10,400 -57%
IFWM
352
Institute for Wealth Management
Colorado
$250K -$82K -1,733 -18%
LNWWM
353
Laird Norton Wetherby Wealth Management
California
$250K +$30.5K +645 +9%
WFM
354
Wolff Financial Management
Michigan
$245K
KRSITF
355
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$245K +$80.9K +1,711 +28%
AI
356
Atria Investments
North Carolina
$244K -$450K -9,511 -55%
CI
357
Cigna Investments
Connecticut
$236K +$21.3K +450 +6%
AP
358
Advisor Partners
California
$232K -$188K -3,983 -35%
RC
359
RegentAtlantic Capital
New Jersey
$232K -$72.8K -1,539 -17%
Verition Fund Management
360
Verition Fund Management
Connecticut
$226K +$341K +7,198 New
OIA
361
OneDigital Investment Advisors
Kansas
$224K +$75.8K +1,603 +29%
GAM
362
Gotham Asset Management
New York
$222K +$9.32K +197 +3%
FMBTD
363
First Midwest Bank Trust Division
Illinois
$221K -$77.8K -1,645 -19%
AFP
364
Ausdal Financial Partners
Iowa
$219K +$189 +4 +0.1%
MML Investors Services
365
MML Investors Services
Massachusetts
$216K +$15.4K +326 +5%
WS
366
Wedbush Securities
California
$216K +$17.8K +376 +6%
BOH
367
Bank of Hawaii
Hawaii
$215K -$34.6K -732 -10%
WANY
368
Wealthspire Advisors (New York)
New York
$214K +$324K +6,841 New
MCP
369
Martin Capital Partners
Oregon
$202K -$1.8M -38,126 -86%
Neuberger Berman Group
370
Neuberger Berman Group
New York
$202K -$120K -2,539 -28%
CAPTRUST Financial Advisors
371
CAPTRUST Financial Advisors
North Carolina
$201K +$9.46K +200 +3%
IRF
372
IBM Retirement Fund
New York
$201K +$113K +2,390 +59%
SPIA
373
Steward Partners Investment Advisory
New York
$195K -$29.6K -625 -9%
VI
374
Vestcor Inc
New Brunswick, Canada
$173K +$49.7K +1,050 +23%
Macquarie Group
375
Macquarie Group
Australia
$163K

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.