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Principal Financial Group

386 hedge funds and large institutions have $9.49B invested in Principal Financial Group in 2013 Q4 according to their latest regulatory filings, with 58 funds opening new positions, 129 increasing their positions, 149 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 19

133% more funds holding in top 10

Funds holding in top 10: 37 (+4)

30% more call options, than puts

Call options by funds: $10.7M | Put options by funds: $8.26M

14% more capital invested

Capital invested by funds: $8.32B → $9.49B (+$1.16B)

11% more funds holding

Funds holding: 348386 (+38)

0.75% less ownership

Funds ownership: 66.2%65.45% (-0.75%)

13% less repeat investments, than reductions

Existing positions increased: 129 | Existing positions reduced: 149

Holders
386
Holders Change
+38
Holders Change %
+10.92%
% of All Funds
11.2%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.2%
New
58
Increased
129
Reduced
149
Closed
19
Calls
$10.7M
Puts
$8.26M
Net Calls
+$2.44M
Net Calls Change
-$3.65M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
351
Carson Wealth (CWM LLC)
Nebraska
$35K +$11.9K +250 +53%
SF
352
Synovus Financial
Georgia
$34K
MAM
353
Mizuho Asset Management
Japan
$31K
PMFA
354
Plante Moran Financial Advisors
Michigan
$31K
QAM
355
QCI Asset Management
New York
$31K +$24.5K +516 +491%
TCM
356
Tradewinds Capital Management
Washington
$31K +$30.2K +636 New
BBPWM
357
Blue Bell Private Wealth Management
Pennsylvania
$30K +$28.9K +609 New
SJ
358
Stilwell Joseph
$27K
FNBT
359
FineMark National Bank & Trust
Florida
$26K +$4.75K +100 +23%
MFS
360
MSI Financial Services
Massachusetts
$24K
WEC
361
Winslow Evans & Crocker
Massachusetts
$23K +$21.6K +454 New
HRC
362
Hoertkorn Richard Charles
$22K +$21.3K +448 New
VIA
363
Vantage Investment Advisors
Pennsylvania
$19K +$18.8K +395 New
RNS
364
Robert N. Shapiro
$17K
TAM
365
Tocqueville Asset Management
New York
$17K +$16.6K +350 New
FFC
366
First Financial Corp
Indiana
$16K
Northwestern Mutual Wealth Management
367
Northwestern Mutual Wealth Management
Wisconsin
$15K +$1.8K +38 +14%
HCP
368
Holt Capital Partners
Texas
$15K +$14.7K +310 New
Manulife (Manufacturers Life Insurance)
369
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13.2K -$1.49M -31,411 -11%
BBHC
370
Brown Brothers Harriman & Co
New York
$13K +$12.8K +270 New
OSNBOA
371
Old Second National Bank of Aurora
Illinois
$11K
TFO
372
Tarbox Family Office
California
$11K +$11K +231 New
CFA
373
Carroll Financial Associates
North Carolina
$10K
SA
374
SRH Advisors
Kansas
$10K +$10K +211 New
M
375
MOTCO
Texas
$9K