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Principal Financial Group
PFG

Overview Fund Activity

386 hedge funds and large institutions have $9.49B invested in Principal Financial Group in 2013 Q4 according to their latest regulatory filings, with 58 funds opening new positions, 129 increasing their positions, 149 reducing their positions, and 19 closing their positions.

Holders
386
Holders Change
+38
Holders Change %
+10.92%
% of All Funds
11.21%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.2%
New
58
Increased
129
Reduced
149
Closed
19
Calls
$10.7M
Puts
$8.26M
Net Calls
+$2.44M
Net Calls Change
-$3.65M

Top Buyers

1
NA
1
Navellier & Associates
Nevada
$49M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$969M
3
Axa
3
Axa
France
$91M
4
JHIU
4
Janus Henderson Investors US
Colorado
$75M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$1.01B

Top Sellers

1
AGA
1
Altrinsic Global Advisors
Connecticut
$0
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$621M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$460M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$71.9M
5
Deutsche Bank
5
Deutsche Bank
Germany
$43M
Name Market Value Shares Shares
Change 		Shares
Change %
Carson Wealth (CWM LLC)
351
Carson Wealth (CWM LLC)
Nebraska
$35K 719 +250 +53%
SF
352
Synovus Financial
Georgia
$34K 689 – –
PMFA
353
Plante Moran Financial Advisors
Michigan
$31K 629 – –
MAM
354
Mizuho Asset Management
Japan
$31K 636 – –
QAM
355
QCI Asset Management
New York
$31K 621 +516 +491%
TCM
356
Tradewinds Capital Management
Washington
$31K 636 +636 New
BBPWM
357
Blue Bell Private Wealth Management
Pennsylvania
$30K 609 +609 New
SJ
358
Stilwell Joseph
$27K 547 – –
FNBT
359
FineMark National Bank & Trust
Florida
$26K 530 +100 +23%
MFS
360
MSI Financial Services
Massachusetts
$24K 493 – –
WEC
361
Winslow Evans & Crocker
Massachusetts
$23K 454 +454 New
HRC
362
Hoertkorn Richard Charles
$22K 448 +448 New
VIA
363
Vantage Investment Advisors
Pennsylvania
$19K 395 +395 New
RNS
364
Robert N. Shapiro
$17K 340 – –
TAM
365
Tocqueville Asset Management
New York
$17K 350 +350 New
FFC
366
First Financial Corp
Indiana
$16K 315 – –
Northwestern Mutual Wealth Management
367
Northwestern Mutual Wealth Management
Wisconsin
$15K 301 +38 +14%
HCP
368
Holt Capital Partners
Texas
$15K 310 +310 New
Manulife (Manufacturers Life Insurance)
369
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13.2K 266,891 -31,411 -11%
BBHC
370
Brown Brothers Harriman & Co
New York
$13K 270 +270 New
OSNBOA
371
Old Second National Bank of Aurora
Illinois
$11K 218 – –
TFO
372
Tarbox Family Office
California
$11K 231 +231 New
CFA
373
Carroll Financial Associates
North Carolina
$10K 222 – –
SA
374
SRH Advisors
Kansas
$10K 211 +211 New
M
375
MOTCO
Texas
$9K 184 – –
13 14
15
16 17