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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
FBFS
326
First Business Financial Services
Wisconsin
$595K +$65.9K +1,025 +12%
TFA
327
Transamerica Financial Advisors
Florida
$593K -$12.6K -196 -2%
Neuberger Berman Group
328
Neuberger Berman Group
New York
$586K +$36.2K +563 +7%
BOH
329
Bank of Hawaii
Hawaii
$576K +$274K +4,260 +91%
Capstone Investment Advisors
330
Capstone Investment Advisors
New York
$559K +$560K +8,700 New
HI
331
HBK Investments
Texas
$553K +$553K +8,600 New
GP
332
Girard Partners
Pennsylvania
$545K -$12.2K -190 -2%
CANY
333
Caxton Associates (New York)
New York
$534K -$64.3K -1,000 -11%
BF
334
BOK Financial
Oklahoma
$533K +$25.5K +396 +5%
IAM
335
Integre Asset Management
New York
$520K
Macquarie Group
336
Macquarie Group
Australia
$515K +$45K +700 +10%
CIA
337
Capital Investment Advisors
Georgia
$501K -$7.98K -124 -2%
AIM
338
Arcadia Investment Management
Michigan
$471K +$67.5K +1,050 +17%
MYLI
339
Meiji Yasuda Life Insurance
Japan
$470K +$136K +2,110 +41%
Envestnet Asset Management
340
Envestnet Asset Management
Illinois
$469K -$80.3K -1,249 -15%
BAM
341
Belpointe Asset Management
Nevada
$465K +$465K +7,226 New
IRF
342
IBM Retirement Fund
New York
$464K
FAAS
343
First Allied Advisory Services
California
$463K +$18.8K +292 +4%
EOJOAM
344
E. Ohman J:or Asset Management
Sweden
$457K
KRSITF
345
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$456K -$16.3K -253 -3%
CIBC World Market
346
CIBC World Market
Ontario, Canada
$451K -$5.85K -91 -1%
CC
347
ClearArc Capital
Ohio
$445K +$21.3K +331 +5%
N
348
Nuveen
North Carolina
$440K
JIC
349
Johnson Investment Counsel
Ohio
$431K +$26.3K +409 +7%
UCFA
350
United Capital Financial Advisors
Texas
$430K -$28K -436 -6%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.