Caxton Associates (New York)’s Principal Financial Group PFG Stock Holding History

Caxton Associates (New York)’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-12,068	Closed	-$378K	–	584
2020 Q1	$378K	Buy	12,068 +6,398	+113%	+$303K	0.07%	207
2019 Q4	$312K	Buy	5,670 +679	+14%	+$37.2K	0.04%	267
2019 Q3	$285K	Buy	+4,991	New	+$281K	0.06%	263
2017 Q4	–	Sell	-8,300	Closed	-$534K	–	487
2017 Q3	$534K	Sell	8,300 -1,000	-11%	-$64.3K	0.02%	317
2017 Q2	$596K	Buy	+9,300	New	+$590K	0.02%	267

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Caxton Associates (New York)'s PFG Position: Q2 2020 in Review

Caxton Associates (New York) sold out of Principal Financial Group (PFG) in Q2 2020, closing a stake of 12,068 shares — an estimated $378K sold.

Caxton Associates (New York) first reported a position in PFG in Q2 2017 and held it in 5 quarters. The position peaked at $596K in Q2 2017. 569 funds tracked by Wall St. Rank hold PFG as of Q2 2020.

Caxton Associates (New York) reported no remaining Principal Financial Group position as of Q2 2020 after selling out during the quarter.
Caxton Associates (New York) sold 12,068 Principal Financial Group shares in Q2 2020, an estimated $378K.
Caxton Associates (New York) first reported a position in Principal Financial Group in Q2 2017 and held it in 5 quarters.
Caxton Associates (New York)'s Principal Financial Group position peaked at $596K in Q2 2017.
569 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2020.

Based on Caxton Associates (New York)'s 13F filing for Q2 2020, filed 14 Aug 2020.