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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
301
M&T Bank
New York
$381K -$837K -17,682 -59%
Carson Wealth (CWM LLC)
302
Carson Wealth (CWM LLC)
Nebraska
$380K
CANY
303
Caxton Associates (New York)
New York
$378K +$303K +6,398 +113%
UB
304
UMB Bank
Missouri
$376K -$131K -2,765 -19%
Thrivent Financial for Lutherans
305
Thrivent Financial for Lutherans
Minnesota
$369K
JIM
306
Jupiter Investment Management
United Kingdom
$368K -$22.8M -482,036 -98%
EWM
307
Empirical Wealth Management
Washington
$367K +$108K +2,278 +24%
MF
308
Magnetar Financial
Illinois
$362K -$389K -8,219 -42%
LIA
309
LS Investment Advisors
Michigan
$359K -$175K -3,706 -24%
ECM
310
Everence Capital Management
Indiana
$350K
NFG
311
Next Financial Group
Texas
$347K -$489K -10,346 -48%
MYLI
312
Meiji Yasuda Life Insurance
Japan
$346K -$120K -2,534 -19%
LSERS
313
Louisiana State Employees Retirement System
Louisiana
$345K -$61.5K -1,300 -11%
Susquehanna International Group
314
Susquehanna International Group
Pennsylvania
$343K -$2.7M -56,967 -84%
VFA
315
Voya Financial Advisors
Connecticut
$339K -$49K -1,036 -9%
VIA
316
Vident Investment Advisory
Georgia
$336K -$60.1K -1,271 -11%
Rafferty Asset Management
317
Rafferty Asset Management
New York
$334K -$1.64M -34,660 -76%
FTI
318
Fiduciary Trust International
Massachusetts
$330K
IWA
319
IBEX Wealth Advisors
New Jersey
$329K -$14.5K -307 -3%
NB
320
Norinchukin Bank
Japan
$324K -$321K -6,776 -40%
SBWM
321
Sunflower Bank Wealth Management
Arizona
$320K +$84K +1,775 +21%
PM
322
Parametrica Management
Hong Kong
$319K +$482K +10,188 New
LS
323
Livforsakringsbolaget Skandia
Sweden
$318K
SEC
324
Seven Eight Capital
New York
$317K +$478K +10,100 New
AIMCA
325
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$313K -$7.51M -158,700 -94%

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.