Empirical Wealth Management
PFG icon

Empirical Wealth Management’s Principal Financial Group PFG Stock Holding History

Empirical Wealth Management’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$616K Buy
5,501
+789
+17% +$89.3K 0.01% 681
2026
Q2 		$508K Buy
4,712
+179
+4% +$18.2K 0.01% 672
2026
Q1 		$408K Buy
4,533
+88
+2% +$8.04K 0.01% 659
2025
Q4 		$392K Sell
4,445
-730
-14% -$61.6K 0.01% 600
2025
Q3 		$429K Buy
5,175
+373
+8% +$29.8K 0.01% 512
2025
Q2 		$381K Sell
4,802
-816
-15% -$62.6K 0.01% 472
2025
Q1 		$474K Sell
5,618
-433
-7% -$36K 0.01% 414
2024
Q4 		$468K Sell
6,051
-550
-8% -$46.3K 0.01% 396
2024
Q3 		$567K Hold
6,601
– – 0.02% 350
2024
Q2 		$518K Sell
6,601
-903
-12% -$73.3K 0.02% 350
2024
Q1 		$648K Sell
7,504
-9
-0.1% -$722 0.02% 304
2023
Q4 		$591K Sell
7,513
-368
-5% -$26.7K 0.02% 302
2023
Q3 		$568K Buy
7,881
+31
+0.4% +$2.41K 0.02% 290
2023
Q2 		$595K Sell
7,850
-2,074
-21% -$149K 0.02% 283
2023
Q1 		$738K Buy
9,924
+29
+0.3% +$2.46K 0.03% 265
2022
Q4 		$830K Buy
9,895
+230
+2% +$19.7K 0.04% 234
2022
Q3 		$697K Sell
9,665
-1,175
-11% -$84.4K 0.04% 243
2022
Q2 		$724K Sell
10,840
-3,072
-22% -$216K 0.04% 244
2022
Q1 		$1.02M Sell
13,912
-842
-6% -$61K 0.05% 210
2021
Q4 		$1.07M Sell
14,754
-2,288
-13% -$160K 0.05% 204
2021
Q3 		$1.1M Sell
17,042
-3,964
-19% -$254K 0.06% 177
2021
Q2 		$1.33M Buy
21,006
+2,392
+13% +$153K 0.08% 153
2021
Q1 		$1.12M Buy
18,614
+3,506
+23% +$195K 0.09% 144
2020
Q4 		$750K Sell
15,108
-983
-6% -$45K 0.06% 188
2020
Q3 		$648K Sell
16,091
-2,178
-12% -$92.8K 0.06% 176
2020
Q2 		$759K Buy
18,269
+6,545
+56% +$239K 0.07% 158
2020
Q1 		$367K Buy
11,724
+2,278
+24% +$108K 0.04% 225
2019
Q4 		$520K Buy
9,446
+1,896
+25% +$104K 0.06% 185
2019
Q3 		$431K Buy
7,550
+1,870
+33% +$105K 0.05% 189
2019
Q2 		$329K Sell
5,680
-117
-2% -$6.45K 0.04% 197
2019
Q1 		$291K Buy
+5,797
New +$287K 0.04% 184

Other funds holding PFG

BlackRock
BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return
Nippon Life Insurance
Nippon Life Insurance Tokyo, Japan $6.6B AUM 13.31% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.76T AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.21T AUM
State Street
State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $824B AUM 37.44% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.27T AUM 50.62% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Empirical Wealth Management's PFG Position: Q3 2026 in Review

Empirical Wealth Management increased its Principal Financial Group (PFG) stake by 17% in Q3 2026, buying an estimated $89.3K and bringing the position to 5,501 shares worth $616K. The position accounts for 0.01% of the portfolio, ranked #681.

Empirical Wealth Management first reported a position in PFG in Q1 2019 and has held it in 31 quarters since. The position peaked at $1.33M in Q2 2021. 845 funds tracked by Wall St. Rank hold PFG as of Q3 2026.

  • Empirical Wealth Management held 5,501 shares of Principal Financial Group worth $616K as of Q3 2026.
  • Empirical Wealth Management bought 789 Principal Financial Group shares in Q3 2026, an estimated $89.3K.
  • Principal Financial Group made up 0.01% of Empirical Wealth Management's portfolio in Q3 2026, its #681 holding.
  • Empirical Wealth Management first reported a position in Principal Financial Group in Q1 2019 and has held it in 31 quarters since.
  • Empirical Wealth Management's Principal Financial Group position peaked at $1.33M in Q2 2021.
  • 845 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2026.

Based on Empirical Wealth Management's 13F filing for Q3 2026, filed 27 Oct 2026.