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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
PA
276
Profund Advisors
Maryland
$399K +$3.66K +80 +0.9%
CI
277
Conning Inc
Connecticut
$398K +$22K +480 +6%
AAM
278
Aureus Asset Management
Massachusetts
$391K +$389K +8,500 New
Creative Planning
279
Creative Planning
Kansas
$381K +$45.4K +992 +14%
Federated Hermes
280
Federated Hermes
Pennsylvania
$380K -$7.98M -174,371 -95%
WFM
281
Wilmington Funds Management
Delaware
$377K
CW
282
Cobiz Wealth
Colorado
$372K
IAM
283
Integre Asset Management
New York
$372K
CC
284
Cipher Capital
New York
$369K +$367K +8,020 New
PAM
285
Princeton Alpha Management
New Jersey
$361K +$360K +7,860 New
LIA
286
LS Investment Advisors
Michigan
$360K +$105K +2,297 +41%
Natixis Advisors
287
Natixis Advisors
Massachusetts
$360K +$128K +2,789 +55%
SNBOSCI
288
Security National Bank of Sioux City Iowa
Iowa
$359K +$357K +7,796 New
CCM
289
CrestPoint Capital Management
Missouri
$340K +$339K +7,400 New
V
290
Veritable
Delaware
$338K +$4.67K +102 +1%
MLL
291
Moody Lynn & Lieberson
Massachusetts
$333K -$3.48K -76 -1%
AB
292
Amalgamated Bank
New York
$326K -$6.27K -137 -2%
ANTB
293
AMG National Trust Bank
Colorado
$326K -$4.58K -100 -1%
PG
294
PEAK6 Group
Illinois
$323K +$321K +7,017 New
EOJOAM
295
E. Ohman J:or Asset Management
Sweden
$322K
Twin Tree Management
296
Twin Tree Management
Texas
$320K +$318K +6,953 New
PI
297
Placemark Investments
Illinois
$309K +$64.7K +1,414 +27%
SCA
298
SAC Capital Advisors
Connecticut
$305K -$2.31M -50,505 -88%
PAM
299
PartnerRe Asset Management
Connecticut
$305K +$2.38K +52 +0.8%
CB
300
Commerce Bank
Missouri
$304K

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.