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Principal Financial Group
PFG

Overview Fund Activity

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.29%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M

Top Buyers

1
JHIU
1
Janus Henderson Investors US
Colorado
$42.1M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$39.7M
3
Capital Research Global Investors
3
Capital Research Global Investors
California
$857M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$814M
5
Axa
5
Axa
France
$51.7M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$600M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$448M
3
AGA
3
Altrinsic Global Advisors
Connecticut
$103M
4
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$8.9M
5
Goldman Sachs
5
Goldman Sachs
New York
$263M
Name Market Value Shares Shares
Change 		Shares
Change %
GCP
276
GSA Capital Partners
United Kingdom
$274K 6,400 -15,192 -70%
Thrivent Financial for Lutherans
277
Thrivent Financial for Lutherans
Minnesota
$274K 6,400 -3,100 -33%
SCA
278
SAC Capital Advisors
Connecticut
$266K 6,204 +6,204 New
Macquarie Group
279
Macquarie Group
Australia
$261K 6,100 +3,000 +97%
William Blair & Company
280
William Blair & Company
Illinois
$259K 6,056 -2,224 -27%
SO
281
STRS Ohio
Ohio
$255K 5,959 +4,319 +263%
Janney Montgomery Scott
282
Janney Montgomery Scott
Pennsylvania
$254K 5,922 +5,922 New
LTFS
283
Ladenburg Thalmann Financial Services
Florida
$252K 5,856 -3 -0.1%
AIP
284
Ameritas Investment Partners
Nebraska
$251K 5,864 +5,864 New
RIM
285
Regent Investment Management
Kentucky
$248K 5,800 -500 -8%
ECM
286
Everence Capital Management
Indiana
$229K 5,342 – –
GH
287
GAM Holding
Switzerland
$218K 5,100 +5,100 New
FAT
288
First American Trust
California
$216K 5,045 +5,045 New
LNWWM
289
Laird Norton Wetherby Wealth Management
California
$212K 4,941 +4,941 New
PGAM
290
Platinum Grove Asset Management
New York
$209K 4,889 +4,889 New
FMII
291
Farmers & Merchants Investments Inc
Nebraska
$201K 4,691 – –
CI
292
Constellation Investments
Ohio
$201K 4,700 +4,700 New
HNB
293
Huntington National Bank
Ohio
$176K 4,102 – –
FMT
294
First Mercantile Trust
Tennessee
$167K 3,900 – –
Fuller & Thaler Asset Management
295
Fuller & Thaler Asset Management
California
$154K 3,600 -1,100 -23%
GLI
296
Guardian Life Insurance
New York
$142K 3,320 – –
NIM
297
NuWave Investment Management
New Jersey
$141K 3,282 +3,282 New
BA
298
BlackRock Advisors
Delaware
$140K 3,260 -83 -2%
Walleye Trading
299
Walleye Trading
New York
$118K 2,765 -19,636 -88%
ECM
300
Endex Capital Management
Kansas
$116K 2,712 – –
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