Regent Investment Management’s Principal Financial Group PFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-5,800	Closed	-$248K	–	187
2013 Q3	$248K	Sell	5,800 -500	-8%	-$21.4K	0.16%	140
2013 Q2	$236K	Buy	+6,300	New	+$236K	0.18%	136