RIM
PFG icon

Regent Investment Management’s Principal Financial Group PFG Stock Holding History

Regent Investment Management’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-5,800
Closed -$248K – 187
2013
Q3 		$248K Sell
5,800
-500
-8% -$20.9K 0.16% 140
2013
Q2 		$236K Buy
+6,300
New +$230K 0.18% 136

Other funds holding PFG

Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Regent Investment Management's PFG Position: Q4 2013 in Review

Regent Investment Management sold out of Principal Financial Group (PFG) in Q4 2013, closing a stake of 5,800 shares — an estimated $248K sold.

Regent Investment Management first reported a position in PFG in Q2 2013 and held it in 2 quarters. The position peaked at $248K in Q3 2013. 387 funds tracked by Wall St. Rank hold PFG as of Q4 2013.

  • Regent Investment Management reported no remaining Principal Financial Group position as of Q4 2013 after selling out during the quarter.
  • Regent Investment Management sold 5,800 Principal Financial Group shares in Q4 2013, an estimated $248K.
  • Regent Investment Management first reported a position in Principal Financial Group in Q2 2013 and held it in 2 quarters.
  • Regent Investment Management's Principal Financial Group position peaked at $248K in Q3 2013.
  • 387 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2013.

Based on Regent Investment Management's 13F filing for Q4 2013, filed 22 Jan 2014.