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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
DC
226
Deere & Company
Illinois
$1.03M +$130K +2,850 +15%
CAM
227
Capstone Asset Management
Texas
$1.01M -$260K -5,680 -21%
LSERS
228
Louisiana State Employees Retirement System
Louisiana
$1M -$9.15K -200 -0.9%
BWP
229
Baldwin Wealth Partners
Massachusetts
$985K +$19.4K +425 +2%
WBC
230
Westpac Banking Corp
Australia
$957K +$89.1K +1,946 +10%
IMS
231
Index Management Solutions
Pennsylvania
$954K +$899K +19,637 +1,787%
RFC
232
Regions Financial Corp
Alabama
$930K +$74.5K +1,628 +9%
AAP
233
Ardsley Advisory Partners
Connecticut
$920K +$915K +20,000 New
KBC Group
234
KBC Group
Belgium
$877K -$547K -11,961 -39%
OA
235
OFI Advisors
Pennsylvania
$870K +$129K +2,816 +17%
Mirae Asset Global Investments
236
Mirae Asset Global Investments
South Korea
$865K +$34.6K +756 +4%
Stifel Financial
237
Stifel Financial
Missouri
$833K +$829K +18,115 New
VIM
238
Veritas Investment Management
United Kingdom
$829K
Commonwealth Equity Services
239
Commonwealth Equity Services
Massachusetts
$829K +$66.4K +1,450 +9%
Fifth Third Bancorp
240
Fifth Third Bancorp
Ohio
$828K +$31.2K +681 +4%
SB
241
Suntrust Banks
Georgia
$817K +$21.6K +471 +3%
BT
242
Bankers Trust
Iowa
$800K -$10.2K -223 -1%
GCA
243
Gideon Capital Advisors
New York
$791K -$1.59M -34,748 -67%
CNB
244
City National Bank
California
$770K +$767K +16,750 New
D.E. Shaw & Co
245
D.E. Shaw & Co
New York
$768K -$13.8M -302,163 -95%
SIM
246
Sentry Investment Management
Wisconsin
$708K
LPL Financial
247
LPL Financial
California
$696K -$242K -5,289 -26%
CAM
248
Carret Asset Management
New York
$676K
AAM
249
Advisors Asset Management
Colorado
$646K +$167K +3,640 +35%
NCCM
250
Nine Chapters Capital Management
New Jersey
$639K +$252K +5,500 +65%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.