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Principal Financial Group
PFG

Overview Fund Activity

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.27%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$132M
2
Capital International Investors
2
Capital International Investors
California
$43.5M
3
JHIU
3
Janus Henderson Investors US
Colorado
$102M
4
PRCM
4
Pine River Capital Management
Minnesota
$30.7M
5
WCM
5
Winton Capital Management
United Kingdom
$50.3M

Top Sellers

1
UBS AM
1
UBS AM
Illinois
$46.9M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$5.34M
3
Axa
3
Axa
France
$35.5M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$901M
5
State Street
5
State Street
Massachusetts
$556M
Name Holding Trade Value Shares
Change 		Shares
Change %
DC
226
Deere & Company
Illinois
$1.03M +$131K +2,850 +15%
CAM
227
Capstone Asset Management
Texas
$1.01M -$261K -5,680 -21%
LSERS
228
Louisiana State Employees Retirement System
Louisiana
$1M -$9.2K -200 -0.9%
BWP
229
Baldwin Wealth Partners
Massachusetts
$985K +$19.6K +425 +2%
WBC
230
Westpac Banking Corp
Australia
$957K +$89.5K +1,946 +10%
IMS
231
Index Management Solutions
Pennsylvania
$954K +$903K +19,637 +1,787%
RFC
232
Regions Financial Corp
Alabama
$930K +$74.9K +1,628 +9%
AAP
233
Ardsley Advisory Partners
Connecticut
$920K +$920K +20,000 New
KBC Group
234
KBC Group
Belgium
$877K -$550K -11,961 -39%
OA
235
OFI Advisors
Pennsylvania
$870K +$129K +2,816 +17%
Mirae Asset Global Investments
236
Mirae Asset Global Investments
South Korea
$865K +$34.8K +756 +4%
Stifel Financial
237
Stifel Financial
Missouri
$833K +$833K +18,115 New
VIM
238
Veritas Investment Management
United Kingdom
$829K – – –
Commonwealth Equity Services
239
Commonwealth Equity Services
Massachusetts
$829K +$66.7K +1,450 +9%
Fifth Third Bancorp
240
Fifth Third Bancorp
Ohio
$828K +$31.3K +681 +4%
SB
241
Suntrust Banks
Georgia
$817K +$21.6K +471 +3%
BT
242
Bankers Trust
Iowa
$800K -$10.2K -223 -1%
GCA
243
Gideon Capital Advisors
New York
$791K -$1.6M -34,748 -67%
CNB
244
City National Bank
California
$770K +$770K +16,750 New
D.E. Shaw & Co
245
D.E. Shaw & Co
New York
$768K -$13.9M -302,163 -95%
SIM
246
Sentry Investment Management
Wisconsin
$708K – – –
LPL Financial
247
LPL Financial
California
$696K -$243K -5,289 -26%
CAM
248
Carret Asset Management
New York
$676K – – –
AAM
249
Advisors Asset Management
Colorado
$646K +$167K +3,640 +35%
NCCM
250
Nine Chapters Capital Management
New Jersey
$639K +$253K +5,500 +65%
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