Nine Chapters Capital Management’s Principal Financial Group PFG Stock Holding History

Nine Chapters Capital Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-79,300	Closed	-$4.12M	–	1094
2014 Q4	$4.12M	Buy	+79,300	New	+$4.11M	0.36%	58
2014 Q3	–	Sell	-67,700	Closed	-$3.42M	–	1130
2014 Q2	$3.42M	Buy	67,700 +53,800	+387%	+$2.53M	0.28%	89
2014 Q1	$639K	Buy	13,900 +5,500	+65%	+$252K	0.08%	389
2013 Q4	$414K	Sell	8,400 -17,000	-67%	-$807K	0.04%	533
2013 Q3	$1.09M	Buy	+25,400	New	+$1.06M	0.13%	236

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Nine Chapters Capital Management's PFG Position: Q1 2015 in Review

Nine Chapters Capital Management sold out of Principal Financial Group (PFG) in Q1 2015, closing a stake of 79,300 shares — an estimated $4.12M sold.

Nine Chapters Capital Management first reported a position in PFG in Q3 2013 and held it in 5 quarters. The position peaked at $4.12M in Q4 2014. 415 funds tracked by Wall St. Rank hold PFG as of Q1 2015.

Nine Chapters Capital Management reported no remaining Principal Financial Group position as of Q1 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 79,300 Principal Financial Group shares in Q1 2015, an estimated $4.12M.
Nine Chapters Capital Management first reported a position in Principal Financial Group in Q3 2013 and held it in 5 quarters.
Nine Chapters Capital Management's Principal Financial Group position peaked at $4.12M in Q4 2014.
415 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2015.

Based on Nine Chapters Capital Management's 13F filing for Q1 2015, filed 15 May 2015.