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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NFSG
26
Newbridge Financial Services Group
Florida
$109K +$11K +625 +11%
WLPWM
27
Walled Lake Planning & Wealth Management
Illinois
$104K
SW
28
SVB Wealth
Massachusetts
$65K
APA
29
American Portfolios Advisors
New York
$43.5K +$19K +1,080 +71%
AF
30
Advisornet Financial
Minnesota
$42K
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$41K
ASN
32
Advisory Services Network
Georgia
$41K +$43.6K +2,482 New
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$35K +$263 +15 +0.7%
GRP
34
Global Retirement Partners
California
$31K
RCA
35
Ranch Capital Advisors
Florida
$29K
NFG
36
Next Financial Group
Texas
$28K +$7.67K +437 +34%
PFGIA
37
Patriot Financial Group Insurance Agency
Massachusetts
$25K
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$22K
WWM
39
Wolff Wiese Magana
California
$17K
AA
40
Addison Advisors
Vermont
$15K +$16.2K +921 New
Citigroup
41
Citigroup
New York
$11K
GWM
42
Geneos Wealth Management
Colorado
$11K
US Bancorp
43
US Bancorp
Minnesota
$5K
BMD
44
Better Money Decisions
New Mexico
$3K +$3.51K +200 New
GC
45
Guggenheim Capital
Illinois
-$233K -13,159 Closed
VBCG
46
Valley Brook Capital Group
Pennsylvania
-$88K -5,000 Closed
CAC
47
Certified Advisory Corp
Florida
-$83K -4,693 Closed
FF
48
FourThought Financial
Florida
-$6K -350 Closed