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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$8.22M +$1.05M +24,611 +14%
AIM
2
Artemis Investment Management
United Kingdom
$7.6M
KFA
3
Kelleher Financial Advisors
New York
$1.67M
BA
4
Bard Associates
Illinois
$709K -$33.7K -790 -4%
AIG
5
American International Group
New York
$521K -$427K -10,033 -45%
AW
6
ACG Wealth
Georgia
$452K -$218K -5,124 -32%
CAN
7
Cetera Advisor Networks
California
$450K -$21.8K -512 -5%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$416K +$13.8K +325 +3%
LPL Financial
9
LPL Financial
California
$414K +$41.8K +981 +12%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$313K +$25.6K +600 +9%
Morgan Stanley
11
Morgan Stanley
New York
$302K -$308K -7,239 -50%
CL
12
CSS LLC
Illinois
$218K -$189K -4,437 -46%
Wells Fargo
13
Wells Fargo
California
$176K -$298 -7 -0.2%
SBIA
14
Sheaff Brock Investment Advisors
Indiana
$160K +$3.83K +90 +2%
GA
15
Geneva Advisors
Illinois
$153K
ISL
16
Ingalls & Snyder LLC
New York
$150K -$132K -3,108 -47%
Deutsche Bank
17
Deutsche Bank
Germany
$113K +$1.28K +30 +1%
NPC
18
National Planning Corporation
California
$102K -$11.3K -265 -11%
WPW
19
Waldron Private Wealth
Pennsylvania
$93K
Bank of America
20
Bank of America
North Carolina
$89K
MFS
21
MSI Financial Services
Massachusetts
$83K -$6.52K -153 -7%
Creative Planning
22
Creative Planning
Kansas
$64K +$38.3K +900 +144%
UBS Group
23
UBS Group
Switzerland
$46K -$1.03M -24,164 -96%
US Bancorp
24
US Bancorp
Minnesota
$36K +$36.1K +848 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$18K -$11.2K -263 -38%