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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$10.1M
AIM
2
Artemis Investment Management
United Kingdom
$9.41M
KFA
3
Kelleher Financial Advisors
New York
$2.04M -$4.56K -90 -0.2%
CAN
4
Cetera Advisor Networks
California
$1.41M +$819K +16,173 +151%
AG
5
Advisor Group
Arizona
$1.03M -$13.1K -258 -1%
BA
6
Bard Associates
Illinois
$862K -$13.3K -262 -2%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$597K +$36.1K +712 +7%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$388K
Morgan Stanley
9
Morgan Stanley
New York
$239K +$48.7K +962 +27%
Wells Fargo
10
Wells Fargo
California
$226K -$3.65K -72 -2%
LPL Financial
11
LPL Financial
California
$223K -$46.3K -915 -18%
ISL
12
Ingalls & Snyder LLC
New York
$187K
GCP
13
GSA Capital Partners
United Kingdom
$131K -$40.5K -800 -24%
NPC
14
National Planning Corporation
California
$114K
Bank of America
15
Bank of America
North Carolina
$112K +$1.82K +36 +2%
Millennium Management
16
Millennium Management
New York
$112K +$108K +2,135 New
UBS Group
17
UBS Group
Switzerland
$106K +$51.1K +1,009 +100%
MFS
18
MSI Financial Services
Massachusetts
$96K -$7.24K -143 -7%
IA
19
IFP Advisors
Florida
$78K +$47.8K +944 +174%
Creative Planning
20
Creative Planning
Kansas
$37K +$12.2K +240 +52%
Deutsche Bank
21
Deutsche Bank
Germany
$33K -$168K -3,319 -84%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$20K
FPB
23
First PREMIER Bank
South Dakota
$5K
CL
24
CSS LLC
Illinois
-$195K -4,711 Closed
GA
25
Geneva Advisors
Illinois
-$150K -3,630 Closed