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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$8.97M -$512K -9,533 -5%
SC
2
Selz Capital
New York
$8.31M -$1.91M -35,508 -18%
KFA
3
Kelleher Financial Advisors
New York
$1.79M -$267K -4,976 -13%
BA
4
Bard Associates
Illinois
$831K -$34.9K -650 -4%
AG
5
Advisor Group
Arizona
$764K -$277K -5,164 -26%
CAN
6
Cetera Advisor Networks
California
$736K -$689K -12,840 -48%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$599K -$376 -7 -0.1%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$389K
LPL Financial
9
LPL Financial
California
$277K +$53.9K +1,005 +24%
Morgan Stanley
10
Morgan Stanley
New York
$265K +$24.8K +463 +10%
Wells Fargo
11
Wells Fargo
California
$222K -$4.56K -85 -2%
Millennium Management
12
Millennium Management
New York
$214K +$104K +1,937 +91%
IA
13
IFP Advisors
Florida
$193K +$118K +2,190 +147%
ISL
14
Ingalls & Snyder LLC
New York
$187K
NPC
15
National Planning Corporation
California
$123K
Bank of America
16
Bank of America
North Carolina
$104K -$9.07K -169 -8%
UBS Group
17
UBS Group
Switzerland
$96K -$9.93K -185 -9%
MFS
18
MSI Financial Services
Massachusetts
$89K -$6.87K -128 -7%
AIM
19
Acrospire Investment Management
Illinois
$72K +$73K +1,361 New
Creative Planning
20
Creative Planning
Kansas
$64K +$28.2K +526 +75%
PCM
21
Prelude Capital Management
New York
$50K +$51.5K +960 New
Deutsche Bank
22
Deutsche Bank
Germany
$34K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$20K
TRCT
24
Tower Research Capital (TRC)
New York
$5K +$5.58K +104 New
GCP
25
GSA Capital Partners
United Kingdom
-$131K -2,500 Closed