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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$4.23M -$385K -7,615 -8%
AG
2
Advisor Group
Arizona
$1.78M -$46K -910 -3%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.68M +$1.23M +24,364 +279%
Morgan Stanley
4
Morgan Stanley
New York
$984K -$2.15M -42,594 -69%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$934K +$110K +2,174 +13%
BA
6
Bard Associates
Illinois
$694K -$56.8K -1,122 -8%
BI
7
Bramshill Investments
Florida
$487K -$45.8K -905 -9%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$439K +$53.8K +1,063 +14%
Millennium Management
9
Millennium Management
New York
$414K +$148K +2,924 +56%
Manulife (Manufacturers Life Insurance)
10
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$286K +$7.99K +158 +3%
KA
11
Kovack Advisors
Florida
$239K +$239K +4,723 New
NFG
12
Next Financial Group
Texas
$180K +$180K +3,557 New
GCP
13
GSA Capital Partners
United Kingdom
$177K -$27.3K -540 -13%
IA
14
IFP Advisors
Florida
$171K
UBS Group
15
UBS Group
Switzerland
$171K +$11.8K +234 +7%
FIM
16
Freedom Investment Management
Connecticut
$164K +$37.4K +739 +30%
SXL
17
Summit X LLC
Missouri
$121K +$121K +2,400 New
Bank of America
18
Bank of America
North Carolina
$115K +$13.2K +260 +13%
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$76K
Wells Fargo
20
Wells Fargo
California
$58K -$39.6K -783 -41%
ED
21
Exane Derivatives
France
$55.1K -$16.1K -318 -23%
Deutsche Bank
22
Deutsche Bank
Germany
$50K +$17.2K +340 +51%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$27K +$4.05K +80 +18%
WEC
24
Winslow Evans & Crocker
Massachusetts
$21.5K +$1.01K +20 +5%
GWM
25
Geneos Wealth Management
Colorado
$20K +$20.2K +400 New