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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.9M +$17.7M +1,603,047 +82%
KKRC
2
Kohlberg Kravis Roberts & Co
New York
$31.2M +$35.1M +3,187,230 New
PAMP
3
Polar Asset Management Partners
Ontario, Canada
$19.6M +$22M +2,000,000 New
SCM
4
Saba Capital Management
New York
$18.1M +$20.4M +1,852,145 New
Citadel Advisors
5
Citadel Advisors
Florida
$11.2M +$10.6M +958,148 +516%
EPCM
6
Eagle Point Credit Management
Connecticut
$8.16M +$3.72M +337,755 +68%
Blackstone Inc
7
Blackstone Inc
New York
$6.6M +$7.44M +675,000 New
Barclays
8
Barclays
United Kingdom
$5.27M -$12.3M -1,118,195 -67%
BTCPP
9
Border to Coast Pensions Partnership
United Kingdom
$4.32M
AM
10
Ares Management
California
$2.53M +$123K +11,192 +5%
AGM
11
Alpine Global Management
New York
$2.52M +$2.56M +232,066 +895%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$2.18M -$1.95M -176,927 -44%
FCH
13
Freestone Capital Holdings
Washington
$2.17M +$881K +80,000 +57%
VIA
14
Virtus Investment Advisers
Connecticut
$2.04M +$647K +58,756 +39%
BAMF
15
BI Asset Management Fondsmaeglerselskab
Denmark
$1.59M +$105K +9,525 +6%
DFG
16
Delphi Financial Group
Delaware
$1.42M
UBS Group
17
UBS Group
Switzerland
$1.31M +$1.23M +111,674 +496%
WS
18
Wedbush Securities
California
$1.3M +$17.5K +1,593 +1%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.06M +$307K +27,853 +35%
SAM
20
Simplify Asset Management
Nevada
$978K +$1.1M +100,000 New
LPL Financial
21
LPL Financial
California
$912K -$54.9K -4,981 -5%
FFA
22
Founders Financial Alliance
North Carolina
$896K +$499K +45,305 +98%
GC
23
GatePass Capital
Ohio
$883K +$525K +47,700 +112%
SIC
24
Samalin Investment Counsel
New York
$793K +$458K +41,558 +105%
Osaic Holdings
25
Osaic Holdings
Arizona
$682K +$88.2K +8,002 +13%