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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$5.47M -$3.31M -59,871 -38%
Morgan Stanley
2
Morgan Stanley
New York
$969K +$684K +12,380 +247%
BA
3
Bard Associates
Illinois
$865K -$14.9K -270 -2%
CAN
4
Cetera Advisor Networks
California
$800K +$19.9K +360 +3%
AG
5
Advisor Group
Arizona
$795K -$13.3K -240 -2%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$648K +$13.7K +248 +2%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$521K +$111K +2,000 +27%
NCCM
8
Nine Chapters Capital Management
New Jersey
$505K +$502K +9,080 New
LPL Financial
9
LPL Financial
California
$435K +$148K +2,676 +52%
PCM
10
Prelude Capital Management
New York
$316K +$261K +4,720 +492%
Citadel Advisors
11
Citadel Advisors
Florida
$229K +$227K +4,113 New
IA
12
IFP Advisors
Florida
$198K -$6.47K -117 -3%
Bank of America
13
Bank of America
North Carolina
$142K +$32.1K +581 +29%
ED
14
Exane Derivatives
France
$138K +$137K +2,476 New
Millennium Management
15
Millennium Management
New York
$129K -$97K -1,754 -43%
VKH
16
Virtu KCG Holdings
New York
$129K +$128K +2,315 New
GCP
17
GSA Capital Partners
United Kingdom
$125K +$124K +2,240 New
NPC
18
National Planning Corporation
California
$123K
Creative Planning
19
Creative Planning
Kansas
$116K +$47.5K +860 +70%
ISL
20
Ingalls & Snyder LLC
New York
$114K -$83.7K -1,514 -42%
Wells Fargo
21
Wells Fargo
California
$111K -$123K -2,220 -53%
UBS Group
22
UBS Group
Switzerland
$102K
WEC
23
Winslow Evans & Crocker
Massachusetts
$46.8K +$46.5K +841 New
AIM
24
Acrospire Investment Management
Illinois
$40K -$35.4K -640 -47%
Deutsche Bank
25
Deutsche Bank
Germany
$37K +$1.11K +20 +3%