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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$12.8M
SC
2
Selz Capital
New York
$12.5M +$1.08M +14,403 +9%
TCM
3
Trafelet Capital Management
New York
$7.02M -$1.93M -25,672 -21%
Deutsche Bank
4
Deutsche Bank
Germany
$4.04M +$3.83M +50,856 +846%
KFA
5
Kelleher Financial Advisors
New York
$3M
UBS Group
6
UBS Group
Switzerland
$2.62M +$368K +4,888 +15%
CHAM
7
Clear Harbor Asset Management
Connecticut
$1.72M -$321K -4,262 -15%
BA
8
Bard Associates
Illinois
$1.43M -$52.8K -701 -3%
AW
9
ACG Wealth
Georgia
$1.32M +$1.4M +18,579 New
AIG
10
American International Group
New York
$1.11M +$912K +12,114 +352%
ISL
11
Ingalls & Snyder LLC
New York
$874K -$79.2K -1,052 -8%
CL
12
CSS LLC
Illinois
$874K
OAM
13
Orinda Asset Management
California
$869K +$920K +12,225 New
CAN
14
Cetera Advisor Networks
California
$752K
Wells Fargo
15
Wells Fargo
California
$496K +$13.6K +181 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$393K +$417K +5,537 New
Morgan Stanley
17
Morgan Stanley
New York
$352K -$238K -3,164 -39%
LPL Financial
18
LPL Financial
California
$297K +$306K +4,065 New
Citadel Advisors
19
Citadel Advisors
Florida
$271K -$176K -2,343 -38%
GA
20
Geneva Advisors
Illinois
$258K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$254K +$269K +3,570 New
Millennium Management
22
Millennium Management
New York
$183K +$194K +2,580 New
NPC
23
National Planning Corporation
California
$152K
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$146K +$154K +2,052 New
Bank of America
25
Bank of America
North Carolina
$38K +$10.5K +140 +35%