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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$10.3M
SC
2
Selz Capital
New York
$10.1M
KFA
3
Kelleher Financial Advisors
New York
$2.39M -$22K -325 -0.8%
UBS Group
4
UBS Group
Switzerland
$1.66M -$530K -7,813 -21%
BA
5
Bard Associates
Illinois
$1.11M -$38K -560 -3%
AIG
6
American International Group
New York
$1.09M +$246K +3,629 +23%
AW
7
ACG Wealth
Georgia
$958K -$121K -1,787 -10%
CL
8
CSS LLC
Illinois
$702K
ISL
9
Ingalls & Snyder LLC
New York
$690K -$13.6K -200 -2%
CAN
10
Cetera Advisor Networks
California
$615K +$38K +560 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$602K +$340K +5,015 +91%
VKH
12
Virtu KCG Holdings
New York
$487K +$579K +8,536 New
Wells Fargo
13
Wells Fargo
California
$372K -$31.9K -470 -7%
Morgan Stanley
14
Morgan Stanley
New York
$268K -$18.4K -271 -5%
LPL Financial
15
LPL Financial
California
$243K +$28.1K +415 +10%
Deutsche Bank
16
Deutsche Bank
Germany
$239K -$3.57M -52,645 -93%
Millennium Management
17
Millennium Management
New York
$213K +$78.3K +1,155 +45%
GA
18
Geneva Advisors
Illinois
$207K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$201K -$3.39K -50 -1%
NPC
20
National Planning Corporation
California
$131K
Bank of America
21
Bank of America
North Carolina
$123K +$110K +1,626 +301%
NCCM
22
Nine Chapters Capital Management
New Jersey
$122K +$145K +2,140 New
BRWA
23
B. Riley Wealth Advisors
Florida
$116K +$137K +2,026 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$39K +$21.7K +320 +87%
JWA
25
JFS Wealth Advisors
Pennsylvania
$29K +$33.9K +500 New