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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.69M +$7.7M +92,906 New
KFA
2
Kelleher Financial Advisors
New York
$2.79M +$2.79M +33,665 New
BA
3
Bard Associates
Illinois
$1.75M +$1.75M +21,133 New
SC
4
Selz Capital
New York
$1.42M +$1.42M +17,128 New
BRWA
5
B. Riley Wealth Advisors
Florida
$1.36M +$1.37M +16,494 New
ISL
6
Ingalls & Snyder LLC
New York
$1.34M +$1.35M +16,262 New
CHAM
7
Clear Harbor Asset Management
Connecticut
$954K +$955K +11,528 New
Wells Fargo
8
Wells Fargo
California
$857K +$859K +10,360 New
U
9
UBS
Switzerland
$574K +$575K +6,934 New
VFS
10
VSR Financial Services
Kansas
$403K +$404K +4,875 New
Deutsche Bank
11
Deutsche Bank
Germany
$49K +$49.7K +600 New
SIA
12
Sit Investment Associates
Minnesota
$43K +$42.7K +515 New
WCM
13
Westend Capital Management
California
$4K +$4.14K +50 New
Citigroup
14
Citigroup
New York
+$83 +1 New