NMFC icon

New Mountain Finance
NMFC

Overview Fund Activity

165 hedge funds and large institutions have $492M invested in New Mountain Finance in 2019 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 65 increasing their positions, 30 reducing their positions, and 21 closing their positions.

Holders
165
Holders Change
+13
Holders Change %
+8.55%
% of All Funds
3.26%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.12%
New
34
Increased
65
Reduced
30
Closed
21
Calls
$597K
Puts
$82K
Net Calls
+$515K
Net Calls Change
+$1.04M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.9M
2
DCM
2
Dimension Capital Management
Florida
$30.9M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$27.1M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$21.5M
5
Millennium Management
5
Millennium Management
New York
$10.1M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$52.8M
2
PI
2
Putnam Investments
Massachusetts
$0
3
PC
3
Polar Capital
United Kingdom
$1.52M
4
KCM
4
Kennedy Capital Management
Missouri
$1.62M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$2.86M
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
76
PDT Partners
New York
$772K +$55.5K +4,041 +8%
RIL
77
Rothschild Investment LLC
Illinois
$722K – – –
FIA
78
Foundations Investment Advisors
Arizona
$614K +$614K +44,067 New
AWS
79
AJ Wealth Strategies
New York
$589K +$402K +29,294 +216%
QSS
80
Quantitative Systematic Strategies
Florida
$587K +$587K +42,696 New
PAWC
81
P.A.W. Capital
Connecticut
$550K +$138K +10,000 +33%
AM
82
Ares Management
California
$550K +$550K +40,000 New
Envestnet Asset Management
83
Envestnet Asset Management
Illinois
$548K +$125K +9,100 +30%
AI
84
Atria Investments
North Carolina
$547K +$547K +39,795 New
CC
85
Cipher Capital
New York
$535K +$353K +25,654 +193%
TF
86
Trek Financial
Arizona
$532K +$31.2K +2,268 +6%
DZ Bank
87
DZ Bank
Germany
$523K – – –
CRWM
88
Castle Rock Wealth Management
California
$507K -$21.9K -1,530 -4%
FAAS
89
First Allied Advisory Services
California
$504K +$93.4K +6,624 +23%
RIG
90
Roosevelt Investment Group
New York
$462K – – –
Creative Planning
91
Creative Planning
Kansas
$436K +$105K +7,654 +32%
PA
92
Perennial Advisors
New York
$434K +$2.39K +174 +0.6%
BRWM
93
B. Riley Wealth Management
Tennessee
$423K – – –
CIC
94
Cornercap Investment Counsel
Georgia
$415K – – –
Mirae Asset Global Investments
95
Mirae Asset Global Investments
South Korea
$414K -$57.8K -4,201 -12%
ICA
96
Infrastructure Capital Advisors
New York
$412K +$137K +10,000 +50%
CIBC Private Wealth Group
97
CIBC Private Wealth Group
Georgia
$400K – – –
Cerity Partners
98
Cerity Partners
New York
$390K +$390K +28,400 New
RJFSA
99
Raymond James Financial Services Advisors
Florida
$370K +$32.1K +2,340 +10%
PPA
100
Parametric Portfolio Associates
Washington
$359K +$21.3K +1,553 +6%
2 3
4
5 6