Castle Rock Wealth Management’s New Mountain Finance NMFC Stock Holding History

Castle Rock Wealth Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-35,425	Closed	-$507K	–	168
2019 Q4	$507K	Sell	35,425 -1,530	-4%	-$20.7K	0.46%	86
2019 Q3	$494K	Sell	36,955 -12,863	-26%	-$175K	0.51%	71
2019 Q2	$698K	Buy	49,818 +17,724	+55%	+$248K	0.77%	36
2019 Q1	$0	Buy	+32,094	New	+$437K	﹤0.01%	47
2018 Q4	–	Sell	-12,309	Closed	-$167K	–	73
2018 Q3	$167K	Buy	12,309 +2,066	+20%	+$28.6K	0.27%	112
2018 Q2	$139K	Buy	+10,243	New	+$139K	0.19%	119
2018 Q1	–	Sell	-12,345	Closed	-$167K	–	111
2017 Q4	$167K	Buy	+12,345	New	+$174K	0.33%	101

Other funds holding NMFC

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $854M AUM 21.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $2.3B AUM 29.92% 1-Year Est. Return

Cliffwater Marina Del Rey, California $402M AUM 7.57% 1-Year Est. Return

Castle Rock Wealth Management's NMFC Position: Q1 2020 in Review

Castle Rock Wealth Management sold out of New Mountain Finance (NMFC) in Q1 2020, closing a stake of 35,425 shares — an estimated $507K sold.

Castle Rock Wealth Management first reported a position in NMFC in Q4 2017 and held it in 7 quarters. The position peaked at $698K in Q2 2019. 154 funds tracked by Wall St. Rank hold NMFC as of Q1 2020.

Castle Rock Wealth Management reported no remaining New Mountain Finance position as of Q1 2020 after selling out during the quarter.
Castle Rock Wealth Management sold 35,425 New Mountain Finance shares in Q1 2020, an estimated $507K.
Castle Rock Wealth Management first reported a position in New Mountain Finance in Q4 2017 and held it in 7 quarters.
Castle Rock Wealth Management's New Mountain Finance position peaked at $698K in Q2 2019.
154 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2020.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.