Polar Capital’s New Mountain Finance NMFC Stock Holding History

Polar Capital’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-90,830	Closed	-$618K	–	310
2020 Q1	$618K	Sell	90,830 -19,720	-18%	-$244K	0.01%	266
2019 Q4	$1.52M	Sell	110,550 -181,450	-62%	-$2.46M	0.01%	257
2019 Q3	$3.98M	Sell	292,000 -16,000	-5%	-$218K	0.04%	241
2019 Q2	$4.3M	Sell	308,000 -2,000	-0.6%	-$28K	0.04%	236
2019 Q1	$4.21M	Hold	310,000	–	–	0.04%	225
2018 Q4	$3.9M	Hold	310,000	–	–	0.04%	219
2018 Q3	$4.18M	Hold	310,000	–	–	0.04%	224
2018 Q2	$4.22K	Hold	310,000	–	–	0.03%	225
2018 Q1	$4.08M	Buy	310,000 +35,000	+13%	+$462K	0.04%	225
2017 Q4	$3.73M	Buy	275,000 +75,000	+38%	+$1.06M	0.04%	213
2017 Q3	$2.85M	Buy	200,000 +50,000	+33%	+$710K	0.03%	217
2017 Q2	$2.18M	Sell	150,000 -17,250	-10%	-$252K	0.03%	217
2017 Q1	$2.49M	Hold	167,250	–	–	0.04%	222
2016 Q4	$2.36M	Buy	167,250 +19,750	+13%	+$273K	0.04%	223
2016 Q3	$2.03M	Hold	147,500	–	–	0.04%	220
2016 Q2	$1.9M	Hold	147,500	–	–	0.04%	224
2016 Q1	$1.86M	Buy	147,500 +15,000	+11%	+$182K	0.04%	213
2015 Q4	$1.73M	Buy	+132,500	New	+$1.82M	0.03%	218

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Polar Capital's NMFC Position: Q2 2020 in Review

Polar Capital sold out of New Mountain Finance (NMFC) in Q2 2020, closing a stake of 90,830 shares — an estimated $618K sold.

Polar Capital first reported a position in NMFC in Q4 2015 and held it in 18 quarters. The position peaked at $4.3M in Q2 2019. 136 funds tracked by Wall St. Rank hold NMFC as of Q2 2020.

Polar Capital reported no remaining New Mountain Finance position as of Q2 2020 after selling out during the quarter.
Polar Capital sold 90,830 New Mountain Finance shares in Q2 2020, an estimated $618K.
Polar Capital first reported a position in New Mountain Finance in Q4 2015 and held it in 18 quarters.
Polar Capital's New Mountain Finance position peaked at $4.3M in Q2 2019.
136 funds tracked by Wall St. Rank held New Mountain Finance as of Q2 2020.

Based on Polar Capital's 13F filing for Q2 2020, filed 14 Aug 2020.