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New Mountain Finance
NMFC

102 hedge funds and large institutions have $354M invested in New Mountain Finance in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 39 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,521% more call options, than puts

Call options by funds: $4.04M | Put options by funds: $249K

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

56% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 25

9% more funds holding

Funds holding: 94 → 102 (+8)

9.71% less ownership

Funds ownership: 50.98% → 41.27% (-9.7%)

17% less capital invested

Capital invested by funds: $429M → $354M (-$74.9M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
102
Holders Change
+8
Holders Change %
+8.51%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
20
Increased
39
Reduced
25
Closed
11
Calls
$4.04M
Puts
$249K
Net Calls
+$3.79M
Net Calls Change
+$1.51M

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$6.01M
2
Millennium Management
Millennium Management
New York
+$1.19M
3
YCM
Yakira Capital Management
Connecticut
+$1.16M
4
Goldman Sachs
Goldman Sachs
New York
+$839K
5
HSBC Holdings
HSBC Holdings
United Kingdom
+$772K

Top Sellers

1
LCP
Lombardia Capital Partners
California
-$3.88M
2
UBS Group
UBS Group
Switzerland
-$3.67M
3
FIG
Fortress Investment Group
New York
-$2.17M
4
AAM
Advisors Asset Management
Colorado
-$2.01M
5
ACM
Advisors Capital Management
New Jersey
-$1.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
New York State Common Retirement Fund
26
New York State Common Retirement Fund
New York
$2.39M +$90.4K +6,212 +4%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$2.3M -$308K -21,136 -11%
BF
28
BOK Financial
Oklahoma
$2.27M +$24.6K +1,693 +1%
MCM
29
McKinley Capital Management
Alaska
$1.54M +$609K +41,854 +59%
PAWC
30
P.A.W. Capital
Connecticut
$1.43M – – –
PGH
31
Partners Group Holding
Switzerland
$1.25M +$590K +40,500 +78%
HighTower Advisors
32
HighTower Advisors
Illinois
$1.23M -$142K -9,759 -10%
Principal Financial Group
33
Principal Financial Group
Iowa
$1.17M -$609K -41,835 -33%
Millennium Management
34
Millennium Management
New York
$1.11M +$1.19M +81,823 New
YCM
35
Yakira Capital Management
Connecticut
$1.08M +$1.16M +79,600 New
Legal & General Group
36
Legal & General Group
United Kingdom
$1M +$92.3K +6,341 +9%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$959K +$595K +40,872 +138%
VFS
38
VSR Financial Services
Kansas
$851K -$175K -12,000 -16%
Comerica Bank
39
Comerica Bank
Texas
$841K -$938K -64,424 -51%
TG
40
TCW Group
California
$822K – – –
BCM
41
Buckhead Capital Management
Georgia
$804K +$146K +10,000 +20%
Bank of New York Mellon
42
Bank of New York Mellon
New York
$784K +$18.1K +1,244 +2%
AIM
43
Allen Investment Management
New York
$724K +$4.58K +315 +0.6%
HSBC Holdings
44
HSBC Holdings
United Kingdom
$720K +$772K +53,000 New
State Street
45
State Street
Massachusetts
$601K – – –
RJA
46
Raymond James & Associates
Florida
$590K +$632K +43,400 New
CIBC Private Wealth Group
47
CIBC Private Wealth Group
Georgia
$566K +$24.5K +1,685 +4%
AIG
48
American International Group
New York
$562K -$5.49K -377 -0.9%
Two Sigma Investments
49
Two Sigma Investments
New York
$536K +$574K +39,441 New
Stifel Financial
50
Stifel Financial
Missouri
$528K +$32.2K +2,209 +6%
1
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NMFC Hedge Fund Activity: Q3 2015 in Review

102 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2015, worth a combined $354M — down 17% from $429M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new NMFC positions and 11 closed out — a net gain of 9 holders — while 39 added to existing stakes and 25 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.01M. The largest seller was Lombardia Capital Partners, cutting an estimated $3.88M.

  • 102 institutional investors held New Mountain Finance (NMFC) as of Q3 2015, up from 94 in Q2 2015.
  • Funds reported $354M of New Mountain Finance stock for Q3 2015, down 17% quarter-over-quarter.
  • 20 funds opened new New Mountain Finance positions in Q3 2015 and 11 closed out, a net change of +9 holders.
  • The largest New Mountain Finance buyer in Q3 2015 was Wells Fargo, an estimated $6.01M added.
  • The largest New Mountain Finance seller in Q3 2015 was Lombardia Capital Partners, an estimated $3.88M sold.

Based on aggregated 13F filings for Q3 2015.