TCW Group’s New Mountain Finance NMFC Stock Holding History

TCW Group’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-15,800	Closed	-$217K	–	321
2019 Q4	$217K	Hold	15,800	–	–	﹤0.01%	290
2019 Q3	$215K	Hold	15,800	–	–	﹤0.01%	292
2019 Q2	$221K	Hold	15,800	–	–	﹤0.01%	307
2019 Q1	$214K	Buy	+15,800	New	+$215K	﹤0.01%	310
2018 Q4	–	Sell	-15,800	Closed	-$213K	–	348
2018 Q3	$213K	Hold	15,800	–	–	﹤0.01%	326
2018 Q2	$215K	Hold	15,800	–	–	﹤0.01%	335
2018 Q1	$208K	Hold	15,800	–	–	﹤0.01%	357
2017 Q4	$214K	Sell	15,800 -18,700	-54%	-$264K	﹤0.01%	371
2017 Q3	$492K	Hold	34,500	–	–	﹤0.01%	352
2017 Q2	$502K	Hold	34,500	–	–	﹤0.01%	352
2017 Q1	$514K	Hold	34,500	–	–	﹤0.01%	355
2016 Q4	$486K	Sell	34,500 -8,400	-20%	-$116K	﹤0.01%	628
2016 Q3	$590K	Sell	42,900 -5,500	-11%	-$75.2K	﹤0.01%	592
2016 Q2	$624K	Hold	48,400	–	–	﹤0.01%	587
2016 Q1	$612K	Hold	48,400	–	–	﹤0.01%	601
2015 Q4	$630K	Sell	48,400 -12,100	-20%	-$166K	﹤0.01%	605
2015 Q3	$822K	Hold	60,500	–	–	0.01%	555
2015 Q2	$877K	Buy	60,500 +7,100	+13%	+$105K	0.01%	553
2015 Q1	$780K	Buy	+53,400	New	+$783K	﹤0.01%	716

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

TCW Group's NMFC Position: Q1 2020 in Review

TCW Group sold out of New Mountain Finance (NMFC) in Q1 2020, closing a stake of 15,800 shares — an estimated $217K sold.

TCW Group first reported a position in NMFC in Q1 2015 and held it in 19 quarters. The position peaked at $877K in Q2 2015. 154 funds tracked by Wall St. Rank hold NMFC as of Q1 2020.

TCW Group reported no remaining New Mountain Finance position as of Q1 2020 after selling out during the quarter.
TCW Group sold 15,800 New Mountain Finance shares in Q1 2020, an estimated $217K.
TCW Group first reported a position in New Mountain Finance in Q1 2015 and held it in 19 quarters.
TCW Group's New Mountain Finance position peaked at $877K in Q2 2015.
154 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2020.

Based on TCW Group's 13F filing for Q1 2020, filed 5 May 2020.