Principal Financial Group
NMFC icon

Principal Financial Group’s New Mountain Finance NMFC Stock Holding History

Principal Financial Group’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-40,224
Closed -$508K – 2196
2016
Q1 		$508K Sell
40,224
-45,809
-53% -$556K ﹤0.01% 1832
2015
Q4 		$1.12M Hold
86,033
– – ﹤0.01% 1739
2015
Q3 		$1.17M Sell
86,033
-41,835
-33% -$609K ﹤0.01% 1745
2015
Q2 		$1.85M Buy
127,868
+12,674
+11% +$188K ﹤0.01% 1695
2015
Q1 		$1.68M Buy
115,194
+15,400
+15% +$226K ﹤0.01% 1683
2014
Q4 		$1.49M Hold
99,794
– – ﹤0.01% 1736
2014
Q3 		$1.47M Buy
99,794
+23,496
+31% +$351K ﹤0.01% 1713
2014
Q2 		$1.13M Sell
76,298
-13,123
-15% -$188K ﹤0.01% 1777
2014
Q1 		$1.3M Buy
89,421
+1,348
+2% +$20K ﹤0.01% 1737
2013
Q4 		$1.32M Buy
88,073
+77,649
+745% +$1.13M ﹤0.01% 1738
2013
Q3 		$150K Buy
+10,424
New +$152K ﹤0.01% 2170

Other funds holding NMFC

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Principal Financial Group's NMFC Position: Q2 2016 in Review

Principal Financial Group sold out of New Mountain Finance (NMFC) in Q2 2016, closing a stake of 40,224 shares — an estimated $508K sold.

Principal Financial Group first reported a position in NMFC in Q3 2013 and held it in 11 quarters. The position peaked at $1.85M in Q2 2015. 109 funds tracked by Wall St. Rank hold NMFC as of Q2 2016.

  • Principal Financial Group reported no remaining New Mountain Finance position as of Q2 2016 after selling out during the quarter.
  • Principal Financial Group sold 40,224 New Mountain Finance shares in Q2 2016, an estimated $508K.
  • Principal Financial Group first reported a position in New Mountain Finance in Q3 2013 and held it in 11 quarters.
  • Principal Financial Group's New Mountain Finance position peaked at $1.85M in Q2 2015.
  • 109 funds tracked by Wall St. Rank held New Mountain Finance as of Q2 2016.

Based on Principal Financial Group's 13F filing for Q2 2016, filed 9 Aug 2016.